SEEK Asia Style Guide

Associate - Markets (Rule Enforcement) up to $38k!!Page Personnel
Associate - Markets (Rule Enforcement) up to $38k!!Page Personnel
Job Highlights
  • Leading global operator of exchanges & clearing
  • Purely equities focused
  • 2nd most valuable exchange brand - top 5 worldwide
Job Description
  • The team is responsible for executing our client's Annual Attestation and Inspection Programme. Our client is looking for candidates with experience in enforcement, compliance or advisory roles with regulators or in well-established financial organisations

Client Details

  • Our client has the 2nd valuable and strongest exchange brands world wide. Our client provides world class facilities for trading and clearing securities and derivatives in Equities, Commodities, Fixed Income and Currency. Uniquely positioned at the intersection of Chinese and international capital flows, Hong Kong has long been Connecting China with the World. With the accelerated opening-up of China's capital markets. Our client continues to be a pioneer at the forefront of this historic transition.

Description

  • Investigate breaches of HKEX rules, instigate disciplinary proceedings, including drafting and preparing the relevant documents and reports
  • Produce data analytics for routine or ad-hoc reporting
  • Develop, review and revise internal policies and procedures
  • Communicate, interact and organise meetings with local and overseas regulators, market participants and internal departments
  • Responsible for execution of annual attestation and inspection programme enforcement of rules and regulations.

Profile

  • Big 4 - Financial Services - Compliance/ advisory wanted
  • University degree in Business Administration, Finance, Law or related disciplines
  • 3-5 years of relevant experience, preferably in enforcement, compliance, advisory roles
  • Working knowledge of SFO, SFC Codes, and guidelines
  • Proactive, great attention to details, strong analytical skills
  • Experience in project management - planning, testing, implementation, monitoring

Job Offer

  • Large and nice office space in exchange square
  • Perm Opportunity
  • Steep learning curve
  • Work life balance

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Eliza Cheng on +852 2258 3542.

Additional Information
Career Level
Middle
Qualification
Degree
Years of Experience
3 years
Employment Type
Full Time, Permanent
Company details
In 2010, Page Personnel was launched in Hong Kong, complementing the Michael Page offering. Recruiting across the full range of junior roles, we join an international network of Page Personnel offices. As part of the Page Group, we are able to leverage on over 30 years of international recruitment experience and expertise. This has enabled us to deliver the results that you want - the best employees available quickly and with minimum fuss.

So if you're looking to take your career to the next level, visit www.pagepersonnel.com.hk