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Audit & Compliance ManagerOCBC Wing Hang Bank Limited
Audit & Compliance ManagerOCBC Wing Hang Bank Limited
Job Highlights
  • Degree Holder
  • At least 5 years’ relevant experience
  • ECF AML/CFT qualification OR AAMLP / CAMLP cert
Job Description

Responsibilities:

  • Co-ordinate meetings and documentation of review and examination of audit / compliance / regulators 
  • Monitor, track and follow up the audit and compliance logs 
  • Coordinate replies to findings of audit / compliance / regulators
  • Follow up implementation of recommendations of audit / compliance / regulators
  • Assist Compliance Officer in coordinating, promoting, and implementing compliance requirements
  • Report all incidents of regulatory / compliance breaches or audit findings on regulatory compliance
  • Coordinate and monitor implementation of AML/CFT policy, controls and procedures 
  • Track and report issues and significant matters relating to AML/CFT development, compliance tests or audit 
  • Monitor operational compliance by reviewing regulations, internal policy and procedures pertinent to the department’s activities and operations and formulating mechanisms and procedures to monitor its compliance
  • Formulate and review checklists, logs or reports that capture daily non-compliant activities / transactions relating to regulations, internal policy and procedures and report to Department Head

Requirement:

  • University degree in Banking, Finance or Business related disciplines
  • At least 5 years’ relevant experience in compliance and/or audit in banking services or finance industry with ECF AML/CFT qualification OR AAMLP / CAMLP certification
  • Familiar with banking regulations, processes / products knowledge and procedure monitoring/controls
  • Good interpersonal, analytical and presentation skills
  • Ability to analyze and consolidate different ideas and opinions
  • Proficiency in both written and spoken English, Chinese

 

 (Candidates with less experience may be considered for the post of Assistant Manager / Senior Officer)

 

Attractive remuneration package will be offered to the right candidate. Please apply with full resume stating present & expected salary and contact phone number to The Human Resources Manager, 10/F, 161 Queen’s Road Central, Hong KongPlease quote the reference.

 

Personal data collected will be used for recruitment purpose only. For more information, please visit our website: http://www.ocbcwhhk.com.

Additional Information
Career Level
Middle
Qualification
Degree
Industry
Years of Experience
5 years
Employment Type
Full Time, Permanent
Benefits
Double pay, Five-day work week, Medical insurance, Performance bonus