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Audit & Compliance Manager - Retail banking Asia Progress Executive Limited
Audit & Compliance Manager - Retail banking Asia Progress Executive Limited
Job Highlights
  • degree w/ 5 yrs exp in compliance/audit in bank
  • ECF AML/CFT/AAMLP/CAMLP, familiar w/ banking rules
  • knowledge in AML,HKMA regulation&policies,tran mon
Job Description

Our client is large Retail banking s To cope with the rapid business expansion, they are now inviting high caliber candidates to join the team


Audit & Compliance Manager - Retail Banking 



  • Co-ordinate meetings and documentation of review and examination of audit / compliance / regulators
  • Monitor, track and follow up the audit and compliance logs
  • Coordinate replies to findings of audit / compliance / regulators
  • Follow up implementation of recommendations of audit / compliance / regulators
  • Assist Compliance Officer in coordinating, promoting, and implementing compliance requirements
  • Report all incidents of regulatory / compliance breaches or audit findings on regulatory compliance
  • Coordinate and monitor implementation of AML/CFT policy, controls and procedures
  • Track and report issues and significant matters relating to AML/CFT development, compliance tests or audit
  • Monitor operational compliance by reviewing regulations, internal policy and procedures pertinent to the department’s activities and operations and formulating mechanisms and procedures to monitor its compliance
  • Formulate and review checklists, logs or reports that capture daily non-compliant activities / transactions relating to regulations, internal policy and procedures and report to Department Head



  • Degree holder in Banking, Finance or Business related disciplines
  • At least 5 years’ relevant experience in compliance and/or audit in banking services or finance industry with ECF AML/CFT qualification OR AAMLP / CAMLP certification
  • Familiar with banking regulations, processes / products knowledge and procedure monitoring/controls
  • Good interpersonal, analytical and presentation skills
  • Ability to analyze and consolidate different ideas and opinions
  • Proficiency in both written and spoken English, Chinese


Please send full resume with present & expected salary to expedite sourcing in MS-WORD format by clicking “APPLY NOW

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Additional Information
Career Level
Years of Experience
5 years
Employment Type
Full Time
Company details

Asia Progress is a well-established and reputable boutique talent acquisition agency specialising in the Banking & Finance industry. We firmly believed in providing exclusive and bespoke talent search to our clients and career advice to our candidates. 

Equipped with solid experience in recruiting for all levels, we have successfully developed an established and renowned practice. Our reputable network in the Banking & Finance industry is what makes us stand out from our competitors and enables us to remain competitive yet at the same time providing professional talent search and career advice.

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