Assist, advice and provide support on general banking compliance, perform progress tracking on implementation of regulatory requirements by relevant departments to ensure conformity to the required compliance standards within assigned time period.
Assist completion of regular and ad hoc requests / surveys / enquiries raised by HKMA or regulators to related business or support units for handling, follow up and oversee progress to ensure prompt reaction to regulators;
Provide support in performing compliance review and evaluation as required;
Help with systematizing compliance testing programs and self-assessments for designated business filed;
Assist in assessing responses to complaints of customer;
Produce monitoring review reports for management regularly;
Perform other ad hoc projects or duties
University graduate in Risk Management, Accounting, Finance or related disciplines;
At least 5 years comprehensive experience in banks or audit firms in banking compliance, audit or internal control;
Familiar with rules and regulations in banking such as Banking Ordinance, Securities Futures Ordinance, HKMA Supervisory Policy Manual, etc.;
Excellent communication and interpersonal skills; competent to collaborate with stakeholders of different levels
Good command of spoken and written English and Chinese; Putonghua would be a plus.
To apply please click on the "Apply" button or contact Steven Sin at [email protected] quoting ref no. HK67161 for a confidential discussion. Your interest will be treated in strict confidence.
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