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Business Compliance ManagerAmbition
Business Compliance ManagerAmbition
Job Highlights
  • Leading Asset Management Firm
  • Central Working Location
  • Good prospective firm with good benefits
Job Description

Responsbilities:

Ensure company compliance policies, internal control procedures fufill regulatory requirements

Act as a key contact point for regulatory bodies

Perform KYC checks and review for stakeholders as required

Perform ad-hoc projects or any other duties as assigned by Head of Compliance

Requirements:

Bachelor degree or above in related discipline

Minimum 4 years of legal and compliance within an authorized SFC firm (retail funds experience preferred)

Good command of English and Cantonese

Additional Information
Career Level
Senior
Qualification
Degree
Years of Experience
N/A
Employment Type
Full Time, Permanent
Company details
Ambition is a leading global boutique recruitment business listed on the Australian Securities Exchange. With coverage across Hong Kong, Singapore, Kuala Lumpur, Sydney, Melbourne, Brisbane, and London, we specialise within the areas of Banking & Financial Services, Finance & Accounting, Sales & Marketing, Supply Chain & Procurement and Technology.