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KOS International Limited

Central Compliance Manager

KOS International Limited
Salary negotiable
Posted on 24 Jan 2020

Central Compliance Manager

KOS International Limited

Job Highlights

  • Local regulatory compliance
  • PB & Investment product focus
  • Work life balance, salary subject to experience

Job Description

Our client is one of the leading bank in Hong Kong, looking for a manager familiar with private banking & investment products.

  • Provide advisory support to private banking and investment products team, covering wealth management and general banking business areas in addressing local regulatory requirements
  • Keep abreast with the existing and new regulatory requirements on the Bank
  • Provide compliance advisory support on new business
  • Assist in establishing and performing regular review on compliance related policies and guidelines
  • Prepare management reports to management
  • Take up ad-hoc projects assigned by supervisors/ management
  • Provide compliance advices to human resources related matters, including licensing, S72B Managers, CPD/T and ECF issues etc.

Requirements

  • University graduate (preferably major in law, banking and finance, accounting); relevant professional qualification such as ACCA, CPA, etc. is an advantage
  • A minimum of 4 years' working experience in banking with compliance/ audit/ risk management experience
  • Sound knowledge in requirements from Banking Ordinance, Securities and Futures Ordinance, and regulatory requirements issued by regulators (including HKMA/ SFC/ PCPD/ IA)
  • A confident, efficient and independent team player with good problem solving skill
  • Excellent command of both spoken and written English and Chinese
  • Proficient with Microsoft Office suite including Work, Excel and Power Point

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.

Additional Information

Career Level
Senior
Qualification
Degree
Years of Experience
N/A
Employment Type
Full Time, Permanent

Company Overview

KOS International Limited is a specialist recruitment firm focus on serving leading multinational companies and striving local businesses in the Asia Pacific region.

Additional Company Information

Industry

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