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KOS International Limited

Central Compliance Manager

KOS International Limited
Salary negotiable
Posted on 24 Jan 2020

Central Compliance Manager

KOS International Limited

Job Highlights

  • Local regulatory compliance
  • PB & Investment product focus
  • Work life balance, salary subject to experience

Job Description

Our client is one of the leading bank in Hong Kong, looking for a manager familiar with private banking & investment products.

  • Provide advisory support to private banking and investment products team, covering wealth management and general banking business areas in addressing local regulatory requirements
  • Keep abreast with the existing and new regulatory requirements on the Bank
  • Provide compliance advisory support on new business
  • Assist in establishing and performing regular review on compliance related policies and guidelines
  • Prepare management reports to management
  • Take up ad-hoc projects assigned by supervisors/ management
  • Provide compliance advices to human resources related matters, including licensing, S72B Managers, CPD/T and ECF issues etc.


  • University graduate (preferably major in law, banking and finance, accounting); relevant professional qualification such as ACCA, CPA, etc. is an advantage
  • A minimum of 4 years' working experience in banking with compliance/ audit/ risk management experience
  • Sound knowledge in requirements from Banking Ordinance, Securities and Futures Ordinance, and regulatory requirements issued by regulators (including HKMA/ SFC/ PCPD/ IA)
  • A confident, efficient and independent team player with good problem solving skill
  • Excellent command of both spoken and written English and Chinese
  • Proficient with Microsoft Office suite including Work, Excel and Power Point

Click "Apply Now" to apply for this position or call Cardie Siu at +852 3180 4955 for a confidential discussion. All information collected will be kept in strict confidence and will be used for recruitment purpose only.

Additional Information

Career Level
Years of Experience
Employment Type
Full Time, Permanent

Company Overview

KOS International Limited is a specialist recruitment firm focus on serving leading multinational companies and striving local businesses in the Asia Pacific region.

Additional Company Information


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