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Compliance – Assistant Vice President (SFC Licensed Corporation; Anti-Money Laundering)Mason Securities Limited
  • Central
  • Salary negotiable
  • Posted on 22 Aug 2019
Compliance – Assistant Vice President (SFC Licensed Corporation; Anti-Money Laundering)Mason Securities Limited

Job Highlights

  • University degree; Expertise in AML / CFT
  • Min of 5 years of AML / CFT compliance experience
  • Competitive remuneration package; 5-day work week

Job Description

Responsibilities

  • Provide advisory support to businesses to enforce a group-wide AML compliance framework
  • Perform risk assessment and review AML / CFT programs to ensure that they remain up-to-date and in compliance with the latest regulatory requirements
  • Undertake transaction monitoring and investigate any suspicious transactions or complaints to ensure timely suspicious transaction reporting
  • Conduct periodic reviews to identify potential AML / CFT issues and make recommendations to mitigate the risks
  • Perform self-assessment and conduct gap analysis in accordance with the latest regulatory requirements
  • Deliver in-house compliance trainings to the business units and take up ad hoc AML assignments directed by Management
  • Liaise and coordinate with relevant stakeholders for AML / CFT examinations conducted by regulators, internal or external auditors

Requirements

  • University degree preferably in Accounting, Business Administration, Finance, Law or a related discipline
  • Professional qualifications in AML such as ACAMS etc. is an advantage
  • At least 5 years of practical AML / CFT compliance and FATCA / CRS experience preferably in sizable financial institutions / regulators
  • Expertise in AML / CFT regulations and practices with a good understanding of regulators’ expectations on maintenance of AML system
  • Strong communication skills with the ability to communicate with all levels of stakeholders
  • Excellent command in spoken and written English and Chinese, fluency in Mandarin

Additional Information

Years of Experience
5 years
Employment Type
Full Time, Permanent

Company Overview

Mason Securities Limited is a company incorporated in Hong Kong with limited liability. The principal business of Mason Securities Limited is dealing in securities, provision of securities margin financing and provision of investment and corporate finance advisory services.

Additional Company Information

Benefits & Others
Dental insurance, Five-day work week, Life insurance, Medical insurance, Performance bonus

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