SEEK Asia Style Guide

Compliance Associate, US I-Bank (1 year)Morgan McKinley
  • Others
  • HK$45,000 - 55,000 /month (negotiable)
  • Posted on 19 Aug 2019
Compliance Associate, US I-Bank (1 year)Morgan McKinley

Job Highlights

  • Compliance Advisory to Sales & Trading desk
  • Regulatory knowledge required - HKEx, SFC, HKMA
  • Familiar with Financial Markets

Job Description

Responsibilities

  • Work in Asia Pacific Compliance team to assist with global and regional compliance projects in APAC region
  • Provide compliance advisory to Institutional Sales & Trading team
  • Monitor on latest regulatory changes and updates from regulatory bodies (i.e. HKEx, SFC, HKMA)
  • Engage in regional projects including cross border activities, regulatory reporting etc.

Requirements

  • More than 3 (ideally 5+) years of experience in Compliance or Legal
  • Familiar with regulatory regime in Hong Kong (SFC, HKEx and HKMA)
  • A quick learner, detail-oriented, with the ability to analyze complex regulatory requirements
  • Good communicator, confident and able to host meetings with regional colleagues independently
  • Strong PowerPoint and Excel skills

Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
N/A
Employment Type
Full Time, Permanent

Company Overview

As a global professional recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industries and disciplines. We have established ourselves as a preferred supplier to many of the major players in our specialist sectors, as well as with thousands of smaller local employers. Today, a worldwide network of offices and an international candidate management system offers our clients and candidates the best talent and opportunities from all corners of the globe.
In Hong Kong, we supply contingent and retained recruitment solutions for permanent and contract roles within the following sectors:

*Accounting & Finance
*Banking and Financial Services
*Human Resources
*IT
*Risk, Compliance, Legal & Audit
*Office Support
*Sales & Marketing

Visit www.morganmckinley.com.hk to see our latest jobs available. Visit www.morganmckinley.com.hk/CAH to access our resource centre to help you progress your career.

Additional Company Information

Industry

More Jobs from this employer

Head of Human Resources, Asia Pacific
Posted on 11 hours ago
Fraud Operations Analyst (9 months contract)
Posted on 11 hours ago
Senior IT Audit Manager, Very Large Company
Posted on 11 hours ago
View all jobs from this employer