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Compliance ClerkPrime China Securities Limited
Compliance ClerkPrime China Securities Limited
Job Highlights
  • Compliance Clerk
  • Compliance Investigation
  • Entry Level
Job Description



  • Performing compliance investigation, checking, monitoring and review;
  • Performing transaction monitoring and checking daily audio recording;
  • Assisting in formulating and maintaining internal control policies and procedures;
  • Handling compliance related projects and ad hoc assignments;
  • Provide general administrative support and perform a variety of clerical duties.




  • Secondary education level with minimum 1 year experience (Fresh graduate is also welcome);
  • Good command of English and Mandarin Chinese;
  • Self-motivated, a team player and results oriented;
  • Well-versed in MS Word, Excel and PowerPoint;


Interested parties, please send your full resume with present and expected salary (a must) by clicking "Apply Now". Personal data will be used for recruitment purpose only.

Additional Information
Career Level
Entry Level
School Certificate
Years of Experience
1 year
Employment Type
Full Time, Permanent
Double pay, Five-day work week, Free shuttle bus, Medical insurance
Company details

Prime China Securities Limited is a registered securities dealer which supervised by the Hong Kong Securities and Futures Commission regulation, with Type 1 (Dealing in Securities), and Type 4 (Advising on Securities) licenses. The Management of Prime China Securities consists of shareholders from experienced financial professionals. We have rich experiences on international capital markets and deep understanding of national conditions of China. The most professional team of Prime China Securities is aiming to tailor financial solutions for every individual client, assisting whom to achieve different goals in different life stages.