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Compliance (Assistant) ManagerHANSEL INTERNATIONAL Executive Search Limited
Compliance (Assistant) ManagerHANSEL INTERNATIONAL Executive Search Limited
Job Highlights
  • General Compliance
  • At least 3 years of experience
  • PRC ibank
Job Description

Our client is a PRC ibank providing full spectrum of financial service related to SFC regulated activities licence type 1,2,4,5,6 and 9. To cope with their business growth, they are now looking for a Compliance Assistant Manager to join them.

 

Responsibilities

  • Keep track of regulatory requirements, review and update internal control policies
  • Undertake regular compliance monitoring reviews
  • Advice and support other business units on compliance functions, including but not limited to Securities Brokerage, Futures, Corporate Finance and Asset Management etc.;
  • Coordinate and liaise with regulatory authorities on enquiries, reporting, inspection or investigation
  • Assist in developing and delivering compliance training and reviewing relevant legal documents
  • Perform ad-hoc duties as assigned

Requirements

  • Degree holder in Finance, Accounting, Economics or related disciplines
  • At least 3 years of related experience
  • Solid knowledge of SFC rules and guidelines and regulatory requirements is a MUST
  • Excellent command in English and Chinese

 

For interested candidates, please send us your full resume with your current and expected salary.  All information collected will be strictly used for recruitment purpose only.

Additional Information
Career Level
Middle
Qualification
Degree
Years of Experience
3 years
Employment Type
Full Time
Company details

At HANSEL INTERNATIONAL we specialise in providing human capital and management solutions to financial institutions in Hong Kong and the South China region. Our clients include Securities Brokerages, Asset Managers & Hedge Funds, Investment Banks and Corporate Finance boutiques, as well as regional Private Equity Fund Managers.