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Compliance Manager (Family office, Private Equity)Harbridge Partners Limited
Compliance Manager (Family office, Private Equity)Harbridge Partners Limited
Job Highlights
  • compliance,M&A,type 4 &9 ,manager,head,AML,license
  • Private equity,Securities,direct investment,Future
  • Manager,VP,SVP,Director,Head,English
Job Description

The Company

Our client is a  Private Equity family office with SFC type 4 and 9 license which their core business mainly focus on direct investment and real estate investment. They are now expanding into a multi-family office and now looking for a compliance candidate with experience in type 4 and 9 buy-side experience to join their team as the Compliance Manager.

 

Responsibilities:

  • Provide General Compliance advise on all licensed related activities.
  • Take the initiative on constantly reevaluating compliance risk in related to licensed  actives and operations.
  • Conduct routine compliance procedure and guideline review, update and improvement.
  • Advice business units in regards to compliance issues.
  • Oversees AML monitoring.
  • Adopt upgrades to compliance surveillance programs
  • Provide compliance advice for certain legal drafting duties (Contracts, agreements and miscellaneous documents)
  • Leading on AML training to front line officers in order to ensure the company operates under a good compliant culture.
  • Review business procedures in order to ensure regulatory compliance.
  • Execute miscellaneous tasks related to legal or compliance

 

 Requirements:

  • 4+ years of working experience related to compliance experience in established financial institution.
  • Degree or above in Legal, Compliance, Risk Management, Business Management  or related disciplines
  • Sound SFC compliance knowledge, especially type 9.
  • Candidate who can fluently speak in English will have an advantage.
  • Others: -Proactive, detail minded, efficient.

 

Benefits

  • Stable working hour.
  • Competitive year end bonus.
  • Great Career progression.
  • Good medical insurance 
  • Great MPF Pension Scheme

 

For further information, please contact our Douglas Au at 2523 9994.

da(@)harbridgepartners(.)com

consultants(@)harbridgepartners(.)com

Additional Information
Years of Experience
4 years
Employment Type
Full Time
Benefits
Dental insurance, Five-day work week, Life insurance, Medical insurance, Performance bonus
Company details

About Harbridge Partners Limited

 

HARBRIDGE PARTNERS is a boutique, executive search and human capital consultancy firm.

We are an Asia-based, premier human capital consultancy and recruitment specialist in the  Legal, Tax, Compliance, Risk, Audit, Internal Audit, Corporate Governance, Infrastructure (Middle Office), Information Security/ Technology and Sales & Marketing, fields.

Due to client requests, we launched our Private Banking / Private Wealth Management Division, servicing all levels of requirements from  Private Bankers, Wealth Planners, Tax Consultants to Portfolio Managers, Credit Specialists and support staff.

Our front-line  Sales & Marketing Practice, is now headed by an ex-investment banker.

Our Legal, GRC (Governance, Risk and Compliance) and Internal Audit Practice is managed by a multi-award winning specialist Legal and Compliance Recruitment Consultant, with over 14 years specialist experience recruiting in these araes.

The founding members have over 35 years relevant executive search and direct industry experience within our specialist industry sectors. We believe we are one of the very few- if not the first, specialist Corporate Governance and Private Banking / Wealth Management recruitment firm comprised of top ex-industry professionals or experienced recruitment specialists specifically focussed on the Asia Pacific. 

We assist our global and local clients in Asia with identifying, developing and recruiting the world’s top talent, exclusively for the fast growing markets of the Asia Pacific regions.

Most of our consultants are multi-lingual and speak fluent English as well as another Asian Language.

 

HARBRIDGE PARTNERS believe in developing long term relationships through open communication, trust and good, honest, ethical hard work as the foundation of our recruitment practices.

Our consultants have won industry recongnition in their specialist areas, for example such as The Asiamoney Polls.

We hope that you will find our market knowledge, professionalism and personal approach, a refreshing change. 

To better serve our clients, we have plans to launch our Singapore and Shenzehn offices soon. If you are a recruitment consultant, looking for a truely international working environment and a total commitment to Asia, please do get in touch.

HARBRIDGE PARTNERS - Delivering Unparalleled Talent

www.harbridgepartners.com