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Compliance Manager, APAC - Expanding Asset Management FirmRandstad Hong Kong Limited
  • Others
  • HK$45,000 - 70,000 /month (negotiable)
  • Posted on 24 Feb 2019
Compliance Manager, APAC - Expanding Asset Management FirmRandstad Hong Kong Limited
Job Highlights
  • Compliance Manager
  • APAC coverage
  • Expanding Asset Management Firm
Job Description

Compliance Manager, APAC - Expanding Asset Management Firm


about the company.

Our client is an international and expanding asset management firm.
about the job.
  • Advise on a full range of compliance and regulatory issues
  • Advise on the registration and ongoing responsibilities related to registration with the HK SFC
  • Conduct internal investigations in a wide variety of compliance related matters
  • Develop and update policies and procedures that reflect changes in business, regulation, and developing views on issues
  • Prepare and respond to inquiries and audits from regulatory authorities
  • Work closely with the global compliance team based in the UK skills & experiences required

skills & experiences required

  • Bachelor's degree in legal, finance, or related discipline
  • At least 4-6 years of relevant compliance experience for an asset management or investment management firm
  • Good knowledge of SFC code of conduct and ideally, MAS regulations
  • Strong communication and presentation skills in fluent English
  • Open to compliance consulting candidates
To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email protected]ad.com.hk



Additional Information
Years of Experience
N/A
Employment Type
Full Time, Permanent
Company details
Randstad is a global leader in the HR services industry, with Asia-Pacific operations in Singapore, Malaysia, Hong Kong, China, Australia and New Zealand. Our Hong Kong operations has been supporting people and organisations in realising their true potential, helping find the best permanent and contracting talent in accounting & finance, banking & financial services, business support, construction & property, engineering, human resources, technologies, sales, marketing & communications and supply chain & procurement.

Human connection is at the heart of our business. Our personal approach, supported by state-of-the-art technology, is what sets us apart in the world of work. We express this with a new brand promise: Human Forward.