SEEK Asia Style Guide

Compliance Manager, Securities Brokerage FirmRandstad Hong Kong Limited
  • Others
  • HK$45,000 - 55,000 /month (negotiable)
  • Posted on 23 Oct 2019
Compliance Manager, Securities Brokerage FirmRandstad Hong Kong Limited

Job Highlights

  • Regulatory Compliance
  • Good Bonus
  • Good Work Life Balance

Job Description

about the company.

Our client is a well-known chinese securtities firm with full SFC licenses.
about the job.
  • Develop, implement and execute the compliance training program
  • Perform compliance monitoring and investigation
  • Prepare regular and ad hoc compliance management reports
  • Key person to handle requests from headquarter
  • Handle regulatory requests such as reporting, inquiries and inspections and ensure smooth, accurate and timely communication with regulators
  • Project lead or representation such as status reporting, tracking of task progress, maintaining databases and etc.
skills & experiences required.
  • Degree holder in law, finance, accounting or other related disciplines
  • Strong analytical and Chinese writing skills, in particular, formal report drafting
  • Fluent spoken Mandarin and English
  • At least 4 years experience in Regulatory Compliance

To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Nicole Hui on + 852 2232 3421 or email: [email protected]

Additional Information

Career Level




Years of Experience


Employment Type

Full Time, Permanent

Company Overview

Randstad is a global leader in the HR services industry, with Asia-Pacific operations in Singapore, Malaysia, Hong Kong, China, Australia and New Zealand. Our Hong Kong operations has been supporting people and organisations in realising their true potential, helping find the best permanent and contracting talent in accounting & finance, banking & financial services, business support, construction & property, engineering, human resources, technologies, sales, marketing & communications and supply chain & procurement.

Human connection is at the heart of our business. Our personal approach, supported by state-of-the-art technology, is what sets us apart in the world of work. We express this with a new brand promise: Human Forward.

Additional Company Information