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Compliance OfficerCredit Agricole Corporate And Investment Bank
Compliance OfficerCredit Agricole Corporate And Investment Bank
Job Highlights
  • Maintain compliance oversight
  • Conduct compliance analysis and monitoring
  • Review in accordance with the Compliance Plan
Job Description

DEPARTMENT: Compliance HK

 

Summary 

To assist the Capital Market Compliance Manager in performing the compliance function covering capital market activities in CACIB Hong Kong.

 

Key Responsibilities

  • Carry out daily compliance functions primarily for capital markets business and operations;
  • Maintain compliance oversight; conduct compliance analysis and monitoring or review in accordance with the Compliance Plan, to ensure staff adhere to internal control and regulatory requirements;
  • Build and implement compliance policies, procedures and controls;
  • Review new business/activity proposals by the business or operations;
  • Monitor changes in the regulatory (including HKMA and SFC) and compliance environment, analyse their impact on the business lines and operations and keep staff informed of relevant updates;
  • Provide training on regulatory requirements or compliance issues/procedures to staff;
  • Assist with periodic compliance reporting to senior management;  
  • Help with ad hoc duties as assigned by other Managers or the Head of Dept.

 

ROLE REQUIREMENTS:

  • University graduate, preferably in a finance or accounting related discipline;
  • A minimum of 1 years’ product compliance with financial institutions or other relevant experience;
  • Knowledge of HKMA and SFC regulations and rules applicable to capital markets products;
  • Strong analytical and problem solving skills;
  • Ability to address issues independently;
  • Self motivated and hardworking with a strong sense of commitment and responsibility;
  • Good interpersonal skills;
  • Fluent in English and native language.

 

Application Method:

Please apply directly on JobsDB. A rewarding package will be offered to successful candidate.

 

Personal data provided by job applicants will be used strictly in accordance with the employer’s personal data

policies, a copy of which will be provided immediately upon request.

Additional Information
Career Level
Not Specified
Qualification
Not Specified
Industry
Years of Experience
1 year
Employment Type
Full Time, Permanent
Company details
About Crédit Agricole Corporate and Investment Bank 

Crédit Agricole CIB is the Corporate and Investment Banking arm of the Crédit Agricole Group, the world’s n°11 bank measured by Tier One Capital (The Banker, July 2016). The Bank offers its clients a comprehensive range of products and services in capital markets, investment banking, structured finance and corporate banking, structured around six major divisions:

•           Client Coverage & International Network

•           International Trade & Transaction Banking

•           Global Investment Banking

•           Structured Finance

•           Global Markets

•           Debt Optimisation & Distribution

The Bank provides support to clients in large international markets through its network with a presence in major countries in Europe, America, Asia Pacific and Middle East and North Africa.

For more information, please visit its website at www.ca-cib.com