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Compliance OfficerMighty Divine (HK) Limited
  • Central
  • Salary negotiable
  • Posted on 22 Aug 2019
Compliance OfficerMighty Divine (HK) Limited

Job Highlights

  • Compliance Officer
  • Compliance Management
  • Development opportunities

Job Description

Responsibilities: 

  • Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements and monitor adherence with these policies
  • Provide staff training related to compliance guidelines and requirements
  • Liaise with SFC and regulators for any inquiries and requests with respect to Type 9 regulated activity
  • Assist in consultation raised by operation team relating to compliance issues, including due diligence and AML / PDD / KYC suitability policy
  • Keep abreast of new regulatory requirements published by SFC etc.

Requirements:

  • University degree in Law, Finance or related disciplines
  • Minimum 2 years of relevant experiences in financial industry
  • Good knowledge of the SFO and SFC codes and Guidelines
  • Detail-oriented, able to work independently and mature
  • Excellent written and spoken English, Cantonese and Mandarin

Please submit your CV online and please include your current basic salary and your expected salary in your CV, also remark your visa kind and status in your CV if you need work permit in Hong Kong.

Additional Information

Years of Experience
5 years
Employment Type
Full Time

Company Overview

Mighty Divine is an alternative asset management firm in Hong Kong. Our expertise in investing across the capital structure and in the global markets has enabled us to cultivate a diversified mix of global investment strategies in four key categories: credit, private equity, real assets and listed securities.

Established in 2017 and headquartered out of our Cheung Kong Center office in Hong Kong, we currently manage assets for our institutional and ultra-high-net-worth individual clients.

With a team of over 60 investment professionals with deep local knowledge and extensive global investing experience, Mighty Divine has a mission to deliver superior investment results on risk-adjusted basis and provide first-rate institutionalized services to our clients.

Additional Company Information

Benefits & Others
Five-day work week, Medical insurance, Performance bonus

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