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Compliance Officer – AML & CDDGuotai Junan International Holdings Limited
Compliance Officer – AML & CDDGuotai Junan International Holdings Limited

Job Highlights

  • Familiar with SAS Transaction Monitoring
  • Familiar with Name Screening system
  • AML / KYC experience in brokerage firm

Job Description

Job Responsibilities

  • Conduct investigations into screening/transaction monitoring generated alerts and escalate all identified True match cases onto the AML Manager;
  • Prepare and file suspicious transaction reporting (“STR”) and follow up with reported cases;
  • Perform Enhanced Due Diligence (“EDD”) on High Risk Clients;
  • Perform on-going Know Your Client update;
  • Participate in other ad hoc compliance projects.

 

Qualifications

  • A degree holder in Finance, Business or related discipline(s) with at least 2 years experience in AML / KYC in brokerage firm;
  • Familiar with SAS Transaction Monitoring / Name Screening system is a plus;
  • Strong communication, interpersonal and presentation skills;
  • Self-motivated, responsible, teamwork; and
  • Proficiency in both written and spoken English and Chinese, fluency in Putonghua is a must.

 

We offer an attractive remuneration package to the right candidate. Interested parties please forward your full resume with availability, expected salary by pressing "Apply Now" or send it to 27/F., Low Block, Grand Millennium Plaza, 181 Queen’s Road, Central, Hong Kong.

 

(Data collected will be kept strictly confidential and used for recruitment purpose only.)

 

Additional Information

Career Level
Entry Level
Qualification
Degree
Years of Experience
2 years
Employment Type
Full Time, Permanent
Benefits
Dental insurance, Five-day work week, Life insurance, Medical insurance, Performance bonus
Company Website

Company Overview

Guotai Junan International Holdings, a well established and reputable financial group in Hong Kong, is looking for high caliber professionals to take up the following positions:-

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