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Compliance Officer / Senior Officer (5-day work)Centaline Financial Services Limited
Compliance Officer / Senior Officer (5-day work)Centaline Financial Services Limited

Job Highlights

  • Handle compliance related matters
  • Review and comments on operational documents
  • Minimum 4 years of relevant experience

Job Description

Responsibilities:

  • Handle compliance related matters and issues arising from day-to-day business operation;
  • Ensure the business of the Company complies with all laws, rules & regulations of the regulatory authorities;
  • Review and comments on operational documents, marketing materials and  advertisements to ensure compliance with applicable legal and regulatory requirements;
  • Handle enquiries and conducts related investigations

Requirement:  

  • Degree holder in accounting, legal or other related disciplines;
  • Minimum 4 years of relevant experience as compliance or audit officer;
  • Working experience  in securities brokerage firms is highly preferable;
  • Good command of spoken and written English and Chinese;
  • Self-starter and able to work independently;
  • IMMEDIATE AVAILABLE is highly preferred

 We offer 5-day work and attractive package to the right candidate. Interested parties please send your resume with current and expected salary to us.

(All applications received will be treated in strict confidence and solely for recruitment purpose.)

 

Additional Information

Career Level
Entry Level
Qualification
Degree
Years of Experience
4 years
Employment Type
Full Time

Company Overview

中原集團成員

Member of Centaline Group

We offer excellent career opportunities and remuneration package to the right candidate.  Interested parties, please send full resume with CURRENT & EXPECTED SALARY by e-mail to [email protected] 

Additional Company Information

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