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Compliance Senior Manager / ManagerChina Asset Management (Hong Kong) Limited
Compliance Senior Manager / ManagerChina Asset Management (Hong Kong) Limited
Job Highlights
  • Preferably with finance, accounting or law degree
  • 2-5 yrs relevant experience in financial
  • Good interpersonal communication skills
Job Description

Job Responsibilities:

  • Manage and handle regulatory reporting to various regulators such as HK SFC, Mainland CSRC and SAFE, Singapore MAS, Korea FSC, the U.S. FINRA, etc.
  • Perform post transaction monitoring and surveillance program
  • Perform filing of FATCA W-8Ben form and IRS CRS form for the company and the funds
  • Perform personal account dealing approval and related monitoring tasks
  • Review marketing materials
  • Assist in handling fund projects such as SICAV, Cayman Islands private funds, HK authorized funds as requested by management from time to time
  • Provide advice to operations and business teams on a daily basis

Requirements:

  • University graduate, preferably with finance, accounting or law degree
  • 2 – 5 years relevant experience in financial institution, preferably asset management company  
  • Good interpersonal communication skills
  • Good team player while being able to work independently
  • Details-oriented
  • Proficient in English, Mandarin and Cantonese

Interested parties please email your resume, expected salary to us with Job Ref. No.: CSM1904.

(All information provided will be kept in strict confidence and for the recruitment purpose only.) 

Additional Information
Years of Experience
2 years
Employment Type
Full Time, Permanent
Benefits
Dental insurance, Five-day work week, Life insurance, Medical insurance, Performance bonus
Company details

ChinaAMC(HK) is an established fund management firm in Hong Kong. We are now seeking enthusiastic and self-motivated team players for the following position for our Hong Kong office: