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Deputy Head of Compliance - Commercial & Corporate BankRandstad Hong Kong Limited
  • Central
  • HK$120,000 - 160,000 /month (negotiable)
  • Posted on 22 Oct 2019
Deputy Head of Compliance - Commercial & Corporate BankRandstad Hong Kong Limited

Job Highlights

  • Leadership role
  • SVp/Director Level role
  • HK Coverage

Job Description

about the company

Our client is an expanding Commercial and Corporate Banking Group in the region.

about the team

  • Leadership role
  • You are expected to provide strong leadership for General Compliance, Advisory and AML/FCC departments

about the job

  • Ensure due compliance with the applicable regulatory requirements of various competent authorities in order to mitigate the potential risk and losses of the Bank group
  • Develop, implement and enforce an updated, adequate, consistent and pragmatic compliance framework (including Policies and Procedures) within the Bank group to conform to the applicable laws, rules and regulations
  • Formulate effective reporting procedures with them to ensure that business is conducted in accordance with all relevant regulatory and internal requirements
  • Review, recommend, compile and enforce policies and procedures for compliance with any applicable new laws, rules and other regulatory requirements
  • Plan and implement compliance-related projects within the Bank in coordination with other relevant department/units
  • Formulate periodic review and monitoring programs within the Bank to ensure risk-based reviews are effectively carried out in the Bank
  • Stay informed of developments in the area of banking compliance and keep the Board of Directors and/or senior management informed of the same
  • Advise management of problem situations detected, request appropriate responses, recommend corrective actions and ensure enforcement
  • Create, nurture and promote a compliance culture within the Bank to heighten the compliance awareness and standard by conducting recurring training programs on the updates of laws, rules and other regulatory requirements

skills & experiences required

  • Degree holder in Law, Accounting or related disciplines
  • At least 12-15 years of relevant legal and/ compliance experience with at least 8 years in senior management positions in sizable financial institutions and/ or regulatory bodies
  • In-depth knowledge in laws, rules and other regulatory requirements related to banking and financial institutions
  • Good relationship with regulators and understanding of their expectation and the prevailing market practices on banking compliance
  • Strong presentation and communication skills in fluent English and Chinese languages

To apply online, please click on the link above. Alternatively, for a confidential discussion please contact Rouella Landicho on + 852 2232 3479 or email: [email protected]

Additional Information

Career Level




Years of Experience


Employment Type

Full Time, Permanent

Company Overview

Randstad is a global leader in the HR services industry, with Asia-Pacific operations in Singapore, Malaysia, Hong Kong, China, Australia and New Zealand. Our Hong Kong operations has been supporting people and organisations in realising their true potential, helping find the best permanent and contracting talent in accounting & finance, banking & financial services, business support, construction & property, engineering, human resources, technologies, sales, marketing & communications and supply chain & procurement.

Human connection is at the heart of our business. Our personal approach, supported by state-of-the-art technology, is what sets us apart in the world of work. We express this with a new brand promise: Human Forward.

Additional Company Information

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