ED, Regulatory Compliance

HK$120,000 - HK$160,000 /month (negotiable)
Posted on 28 Sep 2020

ED, Regulatory Compliance


Job Highlights

  • Global Markets Regulatory Compliance
  • Central Working Location
  • Deputy Head Position

Job Description

Our client, a leading investment bank, is looking for an ED, Regulatory Compliance to assist their growing business.


Assisting the Head of Compliance, the successful candidate will be providing compliance advisory to Sales and Trading desks and their support functions

Review new product/ business requests in accordance to the latest regulatory requirements

Liaise with business stakeholders, auditors and regulators for compliance inquiries

Provide training and guidance to junior members of the team


University graduate from a related discipline (Legal, Finance, Accounting etc.)

8+ years of working in global markets compliance with equities or fixed income business knowledge

Strong command of English and Chinese

Fast-paced with managerial experiences

Interested parties, please click "Apply Now" or send your application directly to [email protected]

Additional Information

Career Level
Years of Experience
8 years
Job Type
Full Time, Permanent

Company Overview

Ambition is a leading global boutique recruitment business listed on the Australian Securities Exchange. With coverage across Hong Kong, Singapore, Kuala Lumpur, Sydney, Melbourne, Brisbane, and London, we specialise within the areas of Banking & Financial Services, Finance & Accounting, Sales & Marketing, Supply Chain & Procurement and Technology.

Additional Company Information