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General Compliance (Monitoring) VP/AVP - Private Banking exp Top Executive (Asia) Limited
General Compliance (Monitoring) VP/AVP - Private Banking exp Top Executive (Asia) Limited
Job Highlights
  • 5yrs+ compliance (Monitoring) exp in Private Bank
  • Stable work history
  • Young and energetic team, work life balance
Job Description

Responsibilities:

• Designs and Implements the bank's monitoring and surveillance program.

• Supervises and conducts monitoring activities as second line of defence across a number of areas such as suitability, cross-border activities, best execution, trade surveillance etc.

• Assesses the design and operating effectiveness of the program taking into account changes in the business, legal and regulatory environment.

• Responsible for reporting the results of the monitoring to the appropriate management forum for further assessment and action.

• Provides support to general compliance advisory activity.

 

Requirements:

• Bachelor’s Degree in Business or related field.

• 5+ years’ relevant working experience in private banking.

• Relevant working experience in Audit / Compliance.

• Familiarity with regulations.

• Capable of working independently and in a team environment.

 

 

Additional Information
Career Level
Senior
Qualification
Degree
Industry
Years of Experience
5 years
Employment Type
Full Time, Permanent
Benefits
Five-day work week, Medical insurance, Performance bonus
Company details

Our client, an Europe based Private Banking group  is looking for a Compliance professional. The right candidate should be/ posses: