Morgan McKinley

Global Market Compliance Manager/Senior Manager

Morgan McKinley
HK$120,000 - HK$160,000 /month (negotiable)
Posted on 28 Sep 2020

Global Market Compliance Manager/Senior Manager

Morgan McKinley

Job Highlights

  • Structured Products
  • Sales and Trading
  • Global Market

Job Description

Job Responsibilities:

  • Predominantly advising existing/new Global Market products and providing interpretation/guidance on existing/new laws, rules and regulations to internal clients, while contribute and be accountable for various local, regional, and global regulatory change/transformation projects
  • Liaise with regulators and external audiors' inquiries and inspection
  • Lead training initatives to front office staffs and compliance new-joiners/juniors

Job Requirements:

  • 8+ years of compliance experience in financial institutions or regulators
  • Strong HKMA/SFC working knowledge for advising either one of the Global Market products, i.e. Equity/Fixed Income/Structured products
  • Knowledge and understanding of similar laws and regulations in China would be advantageous
  • Able to work independently in a small team enviornement

Additional Information

Career Level
Years of Experience
8 years
Job Type
Full Time, Permanent
Job Functions

Company Overview

As a global professional recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industries and disciplines. We have established ourselves as a preferred supplier to many of the major players in our specialist sectors, as well as with thousands of smaller local employers. Today, a worldwide network of offices and an international candidate management system offers our clients and candidates the best talent and opportunities from all corners of the globe.
In Hong Kong, we supply contingent and retained recruitment solutions for permanent and contract roles within the following sectors:
* Accounting & Finance
* Banking and Financial Services
* Human Resources
* IT
* Risk, Compliance, Legal & Audit
* Office Support
* Sales & Marketing
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Additional Company Information