Conners Consulting Limited

Head of Central Compliance [Banking] ***Excellent Package***

Conners Consulting Limited
Salary provided
Posted on 31 Oct 2020

Head of Central Compliance [Banking] ***Excellent Package***

Conners Consulting Limited

Job Highlights

  • Top Management - Department Head Role
  • Solid experience in handling banking compliance
  • Excellent Annual Package- around 2 Mn

Job Description

Our client is a reputable bank in Hong Kong, is looking for a high caliber to join the group. 

Responsibilities 

  • Direct report to Chief Operation Officer. Lead a team to oversee all compliance related issues.
  • Provide compliance support in the banking business and effect the bank’s compliance with external rules, regulations, internal policies and procedures in these areas.
  • Provide compliance advisory support to banking business and maintain and update compliance manuals and policies owned by Compliance.
  • Work with relevant parties to analyze the potential impact of regulatory trends and developments to effect compliance with new regulatory changes.
  • Work with group compliance to keep abreast of and adhere to the updated group policies and requirements.
  • Handle compliance-related head office requests and/or reporting requirements.
  • Review customer communication materials/correspondence with regulatory bodies.
  • Liaise with local regulators on compliance matters and regulatory examinations.
  • Prepare compliance reports for senior management review.
  • Provide training to and promote compliance awareness among the associates.
  • Handle ad hoc projects as assigned by the Senior Management/Division Head.

Requirements:

  • Degree holder in Business, Accounting, Law or related disciplines
  • Minimum 15 years’ relevant compliance experience in financial institutions or regulatory agencies with at least 8 years of solid experience in supervisory role to lead a team.
  • Familiar with Banking Ordinance and rules, relevant codes and guidelines issues by HKMA and other regulatory entities 
  • Solid experience in handling banking compliance issues
  • Sound knowledge of the relevant laws and regulators pertinent to bank 
  • In-depth understanding of regulatory framework and solid experience in dealings with regulators
  • Strong leadership skills with ability to initiate, drive and manage changes
  • Excellent communication and interpersonal skill
  • Proficiency in both spoken and written English and Chinese (including Putonghua) 

Interested parties please direct contact Ms Eppie Lee at 3997 3928 or contact eppie[at]connersconsulting[dot]com

Only shortlisted candidates will be notified. 
Applicants who are not contacted within two weeks may consider their applications unsuccessful.
All data collected will be used for recruitment purpose only & will be used strictly confidential.

Conners Consulting Limited

2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong
Tel: (852) 3996 8090 
Website: http://www.connersconsulting.com/

Additional Information

Career Level
Top
Qualification
Degree
Years of Experience
10 years
Job Type
Full Time, Permanent

Company Overview

About Conners

Found in 2011 by a group of professionals with wide range of networks and extensive experience in the field. We are focus on searching talent for Banking, Finance & Insurance clients in the region. We are operating by a team of sector experts to providing clients with high quality professional recruitment services. We source and select the best talent for our clients, build up trust and match most suitable job for candidates, create long term relationship with both of our clients and candidates.

Website: http://www.connersconsulting.com/

Additional Company Information

Industry
Banking
Benefits & Others
Five-day work week, Life insurance, Medical insurance, Performance bonus