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Internal Audit ManagerFutu Securities International (Hong Kong) Limited
  • Admiralty
  • Salary negotiable
  • Posted on 15 Aug 2019
Internal Audit ManagerFutu Securities International (Hong Kong) Limited

Job Highlights

  • Internal Audit Manager
  • 5+ years of relevant experience
  • 5 days work

Job Description


  • Carry out audit to access the effectiveness of the internal controls and compliance frameworks on various business activities and initiatives
  • Provide advice on internal controls and procedures and enhance audit process and proficiency through implementing audit standards, methodologies, and techniques
  • Oversee the internal and external audit processes and liaise with external auditors and relevant regulatory authorities
  • Prepare and develop for annual audit plan
  • Handle ad hoc projects as required 

Requirement Qualification:

  • Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
  • 5+ years of relevant experience in brokerage firms or financial institutions, with IT audit experience is an advantage
  • Good understanding of SFC codes and regulatory requirements of securities brokerage and fund distribution
  • Qualification of Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) Certified Information Systems Security Professional (CISSP) is a plus
  • Responsible, hardworking and well-organized
  • A team player with strong communication and analytical skills as well as high degree of professional maturity
  • Able to work independently
  • Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus 

Additional Information

Career Level
Job Functions
Years of Experience
5 years
Employment Type
Full Time
Benefits & Others
Dental insurance, Five-day work week, Medical insurance, Performance bonus

Company Overview

富途證券國際(香港)有限公司  為香港證券及期貨事務監察委員會的註冊交易商,可從事證券交易、期貨合約交易。富途最近引入騰訊控股 (00700.HK)經緯創投(Matrix Partners China)以及紅杉資本 (Sequoia Capital)為策略股東,希望在技術、人力資源和網絡方面投入更多的資源,憑藉我們強大的電腦技術開發水平,為亞太區個人及公司客戶提供最優質網上投資服務。因應我們的高速發展,希望有志從事於互聯網金融人士加入我們,成為優秀團隊的一分子。

Futu Securities International (HONG KONG) Limited is a fast growing brokerage firm with strong IT technology background in Hong Kong and is committed to provide a real-time trading services for our clients in Hong Kong and within the Greater China Region. To contribute to our business growth, we are now looking for high-calibers to join us.

Learn more about us at:

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