SEEK Asia Style Guide

RecruitFirst Limited

Risk Management Officer (Asset Management/Brokerage/OTC)

RecruitFirst Limited
Salary provided
Posted on 21 Jan 2020

Risk Management Officer (Asset Management/Brokerage/OTC)

RecruitFirst Limited

Job Highlights

  • 3 years working experience
  • 5 days work week
  • Sizable PRC Firm

Job Description

Risk Management Officer (Asset Management/Brokerage/OTC)

Our Client, a well-established Financial Institution with Brokerage Business and a sizable Asset Management arm is now looking for a high caliber to join their elite team.


  • Responsible for providing full range of investment services to prestigious personal and corporate clients.
  • Handle risk information gathering and screening, credit monitoring of securities & OTC trading & margin financing business.
  • Support credit evaluation and risk assessment on credit application, periodic reviews, and requests etc..
  • Monitor daily market movements; identify market & liquidity risk exposures and promptly submit escalation report of any irregularities and limit excesses.
  • Monitor daily operations and take part in margin call and overdue reporting.



  • Degree holder in Quantitative Science, Economics, Risk Management or related discipline, Holder of FRM or CFA is preferred.
  • 3 years of above experience in risk management in Securities and banking/financial industry.
  • Solid Experienced in investment banking operations and processes and knowledge of SFC rules and regulations, AML, KYC, compliance.
  • Proficient in spoken and written English, Mandarin and Cantonese.

For interested parties, please click Apply or contact Marco Li by 3705 7824.

Additional Information

Career Level
Years of Experience
3 years
Employment Type
Full Time, Permanent

Company Overview

RecruitFirst is the fastest growing human resource consultancy in the Asia Pacific. We are focused on providing our clients temporary, contract and permanent employment solutions, ranging from support to management roles. Our specialization lies in the Banking and Finance, Insurance, Fast Moving Consumer Goods (FMCG), Luxury Retail and Information & Telecommunication sectors.

 Premise on our mission to help people find better jobs and organizations find better people, RecruitFirst is dedicated to ensuring that the best candidates and employers are connected via the rigorous recruitment processes and extensive database that we are continuously developing.


Additional Company Information

Benefits & Others
Five-day work week, Life insurance, Medical insurance, Performance bonus

More Jobs from this employer