Hong Kong Exchanges and Clearing Limited

Vice President - IT (IT Compliance and Risk Management)

Hong Kong Exchanges and Clearing Limited
Salary negotiable
Posted on 29 Sep 2020

Vice President - IT (IT Compliance and Risk Management)

Hong Kong Exchanges and Clearing Limited

Job Highlights

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Job Description

Job Responsibilities:
  • Identify and assess overall IT risks and develop relevant mitigation actions
  • Review key controls in critical IT processes

  • Identify compliance and control issues and recommend remedial actions

  • Prepare management briefings on IT compliance and risk management matters  

  • Oversee IT Compliance and Risk Management team to develop and enforce IT related policies and standards

  • Develop IT compliance review plan based on industry methodologies, standards and industry practices

  • Assess adequacy and effectiveness of internal controls, including general IT and application controls

  • Design and implement automated compliance monitoring and analysis tools/ solutions

  • Lead compliance working group and coordinate with IT teams to address control weaknesses

  • Track, follow-up and report implementation status of remediation actions and prepare management updates

  • Organize staff training programme to improve IT compliance maturity

Job Requirements:

  • University graduate in information technology, information security or related disciplines
  • Minimum 13 years of relevant experience in technology audit, risk and compliance with a minimum of 5 years at managerial position

  • Experienced in managing compliance or technology audit teams

  • Good knowledge of COSO, ITSM, COBIT, PMBOK, system development life cycle, and key IT processes • Demonstrate track records in managing IT compliance programme in large-scale financial services organisation

  • Being articulate in compliance concepts and issues to management

  • Hands-on experience in using technologies to implement compliance solutions (e.g. compliance analytics)

  • Holder of relevant professional certificates - CISA, CISSP, etc. is an advantage

  • Strong problem solving, analytical, communication and collaboration skills  

  • Excellent command of both written and spoken English and Chinese

Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful.  Personal data provided will only be used for the purpose of employment application to HKEX

Additional Information

Career Level
Years of Experience
12 years
Job Type
Full Time
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