BOCOM International Holdings Company Limited

Vice President, Middle Office (Risk and Control in Asset Management)

BOCOM International Holdings Company Limited
Salary provided
Posted on 29 Sep 2020

Vice President, Middle Office (Risk and Control in Asset Management)

BOCOM International Holdings Company Limited

Job Highlights

  • Risk Management and Control
  • 5-6 years of Experience in Risk and Compliance
  • Experience in Asset Management Preferred

Job Description

 Key Responsibilities 

  • Be the middle office risk and compliance lead of Asset Management Department with the focus on risk management, control and operations to ensure mitigation of risk and control effectiveness
  • Perform appropriate checking and implement control measures on the current workflow of Asset Management Department based on the established procedures and policies, while exercising good judgment in mitigating risk and following escalation procedures
  • Review, streamline and enhance daily processes and operations to ensure control effectiveness
  • Design workflow and facilitate implementation of operational flows according to new or revised regulations and ordinances
  • Prepare and consolidate necessary information and data for internal departments or external parties for audit, reporting or other relevant purposes
  • Liaise with internal departments and external counterparties for daily issues and special/ ad hoc projects


  • Degree holder in finance or relevant discipline
  • 5-6 years of experience in risk management and control of Asset Management company or Bank, is familiar with Securities and Futures Ordinance (SFO)
  • Self-motivated, able to work under pressure and meet tight deadline Strong knowledge of financial products
  • Strong analytical and communication skills
  • Proficiency in written and spoken English and Chinese including Putonghua 

 We offer a 5-day work week and an attractive remuneration package including performance bonus, medical insurance covering dependants, life insurance, annual medical check-up, birthday leave, marriage leave and training subsidy, etc. to the right candidate.


If you are interested in this job opportunity, please send your application with a detailed resume including current and expected salary, latest bonus and availability by clicking "Apply Now". 

*Information provided by applicants will be treated in the strictest confidence and will be solely used for recruitment purposes.

Additional Information

Career Level
Years of Experience
Job Type
Full Time, Permanent

Company Overview

BOCOM International Holdings Company Limited is a subsidiary of Bank of Communications Co., Ltd.  We provide a wide range of financial services including securities brokerage, corporate finance and asset management to our domestic and international clients. We are hiring committed and passionate high calibre to join our Company and grow with us in the long run.

Additional Company Information

Benefits & Others
Dental insurance, Education allowance, Five-day work week, Life insurance, Medical insurance, Performance bonus