Soochow Securities (International) Financial Holdings Limited

Settlement Officer

Soochow Securities (International) Financial Holdings Limited
Posted on 12-Apr-21

Settlement Officer

Soochow Securities (International) Financial Holdings Limited

Job Highlights

  • Implement system modification
  • Degree holder in Finance
  • 2 years' working experience

Job Description

  • Perform daily settlement operation, including securities, futures & options, asset management, corporate actions and other CCASS/DCASS operations;
  • Monitor day-to-day settlement procedures;
  • Communicating with internal parties & foreign brokers to solve the settlement problems;
  • Implement system modification and enhancement tasks to meet business needs and UAT testing;
  • IPO & EIPO Apply Process;
  • Handle daily securities settlement of Corporate Action and Dividend;
  • Rights Issue, Conditional & Unconditional, Redemption, Corp Voting Instruction;
  • Perform ad hoc assignments/duties as assigned.
  • Degree holder in Finance or related disciplines;
  • 2 years' working experience with good understanding of the settlement duties of Hong Kong market and China Connect markets;
  • Solid knowledge in equity & equity-related products is required; product knowledge on Stock Options is an advantage;
  • Highly self-motivated with good attention to details;
  • Knowledge of excel and some programming skills are preferred;
  • Good interpersonal and communication skills;
  • Good command of written and spoken Chinese and English, including Putonghua;
  • Less experience will consider as Assistant Officer.
  • We offers competitive remuneration package and promising career opportunities to the successful candidates.
Apply Method:
  • Interested parties, please send full resume (both in English and Chinese) with current and expected salary and the date of availability to our email address underneath. Information provided will be treated in strict confidence and only be used for recruitment purpose.
  • Welcome to learn more about Soochow Securities (Hong Kong) Financial Holdings Ltd. at
Personal data collected will be used for recruitment purpose only


Additional Information

Career Level
Entry Level
Years of Experience
2 years
Job Type
Full Time, Permanent

Company Overview

Soochow Securities (Hong Kong) Financial Holdings Ltd. (hereinafter referred to as “Soochow Securities (HK)”) was founded in Hong Kong on June 27th, 2016, which is a wholly owned subsidiary of Soochow Securities Co., Ltd. (601555.SH) (hereinafter referred to as “Soochow Securities”). As the platform of internationalization strategy, Soochow Securities (HK) acts as an overseas window for Soochow Securities

Through successfully acquiring “China Investment Securities (Hong Kong) Financial Holdings Ltd.” (now renamed “Soochow Securities (International) Financial Holdings Limited”), Soochow Securities (HK) now holds licenses issued by the Securities and Futures Commission (SFC) of Hong Kong, for Type 1, Type 2, Type 4, Type 5, Type 6, and Type 9 regulated activities, which aims to provide comprehensive and high-quality corporate finance, asset management and brokerage services for global and Hong Kong clients.

As the only listed Securities Company in Suzhou, Soochow Securities has gathered valuable experience in promoting the opening and innovation in financial industry. Leveraging cross-border collaborations through Soochow Securities’ the geographical advantages and rich client resources, Soochow Securities (HK) focuses on securities and futures brokerage, institutional sales and research, corporate finance, fixed income, and asset management. Supported by a strong team of financial professionals with both domestic and overseas markets insights, Soochow Securities (HK) is committed to becoming an investment and finance platform with leading characteristics.

Additional Company Information

Financial Services