Conners Consulting Limited

Senior Legal Counsel - Regulatory and Compliance [Excellent Package]

Conners Consulting Limited
Posted on 14-Apr-21

Senior Legal Counsel - Regulatory and Compliance [Excellent Package]

Conners Consulting Limited

Job Highlights

  • LLB & PCLL. Qualified practicing solicitors in HK
  • 10 yrs' exp of regulatory, legal and compliance
  • Investment Bank up to 2.5 mio

Job Description

Our client, a well-known bank in Hong Kong, is looking for a high calibre candidate to join the group


  • Overviews legal and compliance risk management function to ensure that the bank complies with statutory and regulatory requirements. 
  • Advise on and assist in handling SFC’s inquiries, interviews and investigations. Advise on case analysis and strategy for the Group in response to regulator’s queries and investigation.
  • Liaises with external counsel, regulatory and statutory bodies and manage ad hoc legal matters as required by the management.
  • Assist in and advise on the compliance and regulatory issues in the operations of local and overseas operations.
  • Review policies, procedures, proposals and documents for regulatory legal and compliance issues.
  • Provide compliance training to all staff and guide team members on regulatory legal and compliance related work.


  • Bachelor or above in Laws or related disciplines
  • Qualified practicing solicitor in Hong Kong with over 10 years' experience of regulatory, legal and compliance department in banking sector
  • Familiar with relevant market practice
  • Be a good team player with excellent presentation and communication skills
  • Excellent command of written and spoken English and Chinese. Fluent in Mandarin is an advantage 

Any interest parties, please contact Ms Eppie Lee at 3997 3928 or send CV to eppie(at)connersconsulting(dot)com for a confidential discussion.

Only shortlisted candidates will be notified.
Applicants who are not contacted within two weeks may consider their applications unsuccessful.
All data collected will be used for recruitment purpose only & will be used strictly confidential.
Conners Consulting Limited
2005 Kai Tak Commercial Building, 317 Des Voeux Road, Central, Hong Kong
Tel: (852) 3996 8090

Additional Information

Career Level
Years of Experience
10 years
Job Type
Full Time, Permanent

Company Overview

About Conners

Found in 2011 by a group of professionals with wide range of networks and extensive experience in the field. We are focus on searching talent for Banking, Finance & Insurance clients in the region. We are operating by a team of sector experts to providing clients with high quality professional recruitment services. We source and select the best talent for our clients, build up trust and match most suitable job for candidates, create long term relationship with both of our clients and candidates.


Additional Company Information

Human Resources Management/Consultancy
Benefits & Others
Life insurance, Medical insurance, Performance bonus, Five-day work week