Synergy Futures Limited

Compliance Officer (AML)

Synergy Futures Limited
Posted on 14-Apr-21

Compliance Officer (AML)

Synergy Futures Limited

Job Highlights

  • Update and review compliance-related policies
  • Perform AML compliance monitoring
  • Prepare and submit suspicious transaction reports

Job Description

Responsibilities:

  • Advise management and relevant business units on anti-money laundering and counter-terrorist financing issues
  • Update and review compliance-related policies and guidelines
  • Review policies and procedures prepared by other departments and provide input to ensure compliance with applicable AML legal and regulatory requirements
  • Perform AML compliance monitoring and AML compliance review or investigation, e.g. suspicious transactions
  • Prepare and submit suspicious transaction reports to the relevant authorities
  • Conduct AML and KYC checking
  • Liaise with business, operations and auditors on AML compliance issues
  • Assist in answering AML-related inquiries from regulators
  • Promote AML compliance awareness and culture of the bank, including development and delivery of AML compliance trainings
  • Perform ad-hoc projects
  • Support and facilitate Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) implementation

Requirements:

  • Degree holder in law, finance or accounting is preferable
  • Minimum 2 years of solid experience in SFC licensed firms relating to any one of the areas: portfolio management, dealing, research, proprietary trading, discretionary account management, private equity, special situations, corporate finance, ATS, and credit rating.
  • Knowledge of SFO, regulations and guidelines of relevant regulatory authorities and risk management control
  • Solid understanding about middle and back office operations, risk controls and investment process of fund management companies a plus
  • Ability to work under pressure, with strong analytical, leadership, presentation and interpersonal skills
  • Good command of written & spoken English and Chinese (including Mandarin)

Additional Information

Job Type
Full Time, Permanent

Additional Company Information

Industry
Financial Services
Benefits & Others
Medical insurance, Performance bonus, Five-day work week