Responsible Officer

Prestige Asset Management Limited
Posted on 15-Apr-21

Responsible Officer

Prestige Asset Management Limited

Job Highlights

  • MUST be registered under SFC Type 9 license as RO
  • Give priority to those onboad immediately
  • 3-5 years’ relevant experience

Job Description

Prestige Financial Holdings Group is headquartered in Cheung Kong Center, and has offices in Beijing, Chengdu, and New York. Founded in 2005, the group has developed into a leading professional financial service corporation. Our group members include Prestige Wealth Management, Prestige Securities (holds Type 1 & 4 licenses issued by HK SFC), Prestige Asset Management (holds Type 4 & 9 licenses issued by HK SFC), Prestige Capital, and other financial affiliates.

We are currently seeking high caliber professionals to join our group:

Responsible Officer


  • Developing PAM business model (External asset manager & Cayman fund manager);
  • Participating as a member of investment committee;
  • Formulating the investment strategies and policy for type 9 regulated business;
  • Responsible for day to day investment management of all clients discretionary portfolios;
  • Executing and monitoring the implementation of Board approved business objectives, strategies and plan;
  • Performing the Operational Risk Assessment for PAM annually, covering key risk areas such as client onboarding, trade errors, staff integrity, deposit management, etc;


  • Give priority to those onboad immediately;
  • MUST be registered under SFC Type 9 license as Responsible Officer;
  • Degree in business related discipline, with 3-5 years’ relevant experience;
  • Solid understanding in fund, equity, debt products and insurance products;
  • Strong self-motivation, able to work independently and under pressure;
  • Ability to handle a list of tasks with urgent deadlines, while maintaining high standard in routine/regular customer services;
  • Solid analytical skills and strong communication skills;
  • Excellent personal organization skills and high attention to details;
  • Proficiency in both spoken and written English and Chinese, Mandarin is an advantage;

We offer competitive salary and good opportunity to the right candidate. Interested parties, please send us your resume with current and expected salary.

All applications will be treated in strict confidence and used exclusively for recruitment purposes.

Additional Information

Career Level
Years of Experience
3 years
Job Type
Full Time

Additional Company Information

Financial Services
Benefits & Others
Medical insurance, Performance bonus, Five-day work week