Conners Consulting Limited

VP/AD, Compliance - Control Room (Investment Bank, Central)

Conners Consulting Limited
Posted on 15-Apr-21

VP/AD, Compliance - Control Room (Investment Bank, Central)

Conners Consulting Limited

Job Highlights

  • Chinese Investment Bank
  • 7 years experience in Control room
  • Attractive remuneration package, strong platform

Job Description

Our client, a well-established investment bank to invite high calibre candidates to join their company.


  • Perform daily control room function and staff dealing matters
  • Handle licensing matters, notifications and training
  • Review compliance-related policies and control systems
  • Assist in handling inquiries and requests from regulators and other third parties
  • Correspondences with and handling of regulators


  • Bachelor degree holder
  • At least 7 years of experience in Finance Industry, Investment Bank or sizable brokerage firm;
  • Familiar with Securities and Futures Ordinance 
  • Good team player with ability to work independently under pressure and time constraints;
  • Excellent spoken and written English and Chinese including Mandarin.
To apply, please send your detailed resume or contact Boei Yan at 3460 2012 for a confidential discussion.
Only shortlisted candidates will be notified. 
Applicants who are not contacted within two weeks may consider their applications unsuccessful.
All data collected will be used for recruitment purpose only & will be used strictly confidential.

Conners Consulting Limited 2005 Kai Tak Commercial Building 317 Des Voeux Road Central Hong Kong
Tel: (852) 3996 8090        Website:

Additional Information

Company Overview

About Conners

Found in 2011 by a group of professionals with wide range of networks and extensive experience in the field. We are focus on searching talent for Banking, Finance & Insurance clients in the region. We are operating by a team of sector experts to providing clients with high quality professional recruitment services. We source and select the best talent for our clients, build up trust and match most suitable job for candidates, create long term relationship with both of our clients and candidates.


Additional Company Information

Human Resources Management/Consultancy
Benefits & Others
Life insurance, Medical insurance, Performance bonus, Five-day work week