Hong Kong Horizon Insights Research Limited

Responsible Officer (SFC Type 4 & 9)

Hong Kong Horizon Insights Research Limited
HK$45,000 - HK$70,000 /month
Posted on 16-Apr-21

Responsible Officer (SFC Type 4 & 9)

Hong Kong Horizon Insights Research Limited

Job Highlights

  • Responsible Officer (SFC Type 4 & 9)
  • Securities firms, asset management, research house
  • Attractive remuneration package

Job Description


  1. Assist in SFC Type 4 and 9 license application;
  2. Act as a Responsible Officer with management responsibilities and duties to supervise SFC Type 4 and 9 regulated activities;
  3. Assist in formulating investment strategy and oversee asset investment or transaction of the company or clients;
  4. Maintain proper documentation of all operation procedures to ensure full regulatory compliance, statutory rules and risk control;
  5. Assist in establishing and strengthening internal operation flows to improve work efficiency;
  6. Handle any other ad-hoc duties as required.


  1. Degree in Finance, Economics, Accounting or other Business related disciplines;
  2. Minimum 3 years of relevant work experience in Asset Management, Research and familiar with SFC regulations;
  3. Minimum 3 years of SFC Type 4 & 9 license records, current holder of Type 4 & 9 RO license is preferred;
  4. Proficiency in written and spoken English and Chinese (including Putonghua is a plus)

Additional Information

Career Level
Years of Experience
3 years
Job Type
Full Time, Permanent

Company Overview

Horizon Insights, founded in April 2015, is a Chinese institutional research firm providing investment research services to both global and Chinese institutions. We are a leading independent firm in China and work with clients to track China's economy on a real-time basis, corroborate developments on the ground, and also to formulate, implement and monitor China-related investment theses and strategies.

We also have established a private equity fund manager, which has been registered by the Asset Management Association of China (AMAC), institutional code is P1069392, dedicated to Greater China Public Equities investment.

In 2019, Horizon Insights has set up an independent legal entity in Hong Kong, Hong Kong Horizon Insights Research Limited.
Our research is driven by:
1. Macroeconomic and commodity analysis
2. Equity research by industry (tech, consumer, health care and new energy)
3. On The Ground' research and company surveys

After years of our solid research, we also aspire to attract and empower the most talented investment professionals with institutional-quality infrastructure and strives to deliver superior risk-adjusted returns to its investors.

Additional Company Information

Financial Services
Benefits & Others
Work from home, Five-day work week