Platinum Management Services Limited

Compliance Officer / Assistant

Platinum Management Services Limited
Posted on 20-Apr-21

Compliance Officer / Assistant

Platinum Management Services Limited

Job Highlights

  • Stable working hours
  • Young and Energetic team
  • Fresh University graduates are welcome to apply

Job Description

Responsibilities:

  • Assist in dealing with HKEX, SFC and other regulatory organizations for all compliance and licensing matters;
  • Assist in developing and monitoring compliance related policies and procedures as well as proper internal control to ensure that Company is in compliance with regulations;
  • Handle and update licensing matters for licensed individuals and corporations;
  • Conduct CPTs and maintain licensed individuals’ CPT record;
  • Conduct KYC/CDD for new account opening and account maintenance;
  • Assist on all company secretarial tasks, including prepare Board Minutes/Written Resolutions/ AGM for group companies; and
  • Perform ad-hoc assignments or projects as required

Requirements:

  • Degree holder or above in Law, Accounting or related disciplines;
  • Sound knowledge of the financial industry and Compliance regulations is a plus;
  • Preferably with one year working experience; candidates with internship experience in the banking and finance industries is preferred;
  • Excellent communication and interpersonal skills;
  • Able to work under pressure and work independently;
  • Fluency in written and spoken English and Chinese (both Cantonese and Mandarin); and
  • Fresh graduates will also be considered

We offer a competitive compensation package to the right candidate. Interested parties please apply by clicking ‘Apply Now’ with a detailed resume.

(All applications will be treated in strictly confidential.  Applicants who are not invited for interview within 2 months may consider that their applications are unsuccessful.)

Additional Information

Career Level
Entry Level
Qualification
Degree
Years of Experience
1 year
Job Type
Full Time, Permanent

Company Overview

Visit our website: www.platinum-asia.com

We are an Asian financial services group, providing a wide range of financial advisory and stockbroking services to our clients throughout the Asia Pacific Region. We are looking for a high calibre candidate for the following position:

Additional Company Information

Industry
Financial Services
Benefits & Others
Life insurance, Medical insurance, Performance bonus