Walters People (HK)

Compliance Officer (Hedge Fund, SFC Type9)

Walters People (HK)
HK$30,000 - HK$35,000 /month
Posted on 17-May-21

Compliance Officer (Hedge Fund, SFC Type9)

Walters People (HK)

Job Highlights

  • Hedge fund
  • SFC Type 9
  • Compliance officer

Job Description

Our client is a newly set up Long Short Equity Hedge Fund. Founded by multiple top tier market leaders, they are now looking for a compliance associate to join the finance team.

Responsibilities:
* Perform SFC Type 9 regulated activities;
* manage daily operations to ensure all activities adhered to SFC and internal regulations
* Ensure full regulatory compliance by formulating, reviewing and updating the operation procedures and liaise with SFC when necessary;
* Handle ad hoc projects and strategy development.

Requirements:
* Degree holder in Finance, Economics, Accountancy or Investment related disciplines;
* Holder of SFC License type 9;
* Sound financial market knowledge and strong compliance sense
* Self-motivated, detail minded and able to work independently;
* Proficiency in both spoken and written English and Chinese

Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
3 years
Job Type
Full Time, Permanent

Company Overview

Walters People is part of the Robert Walters Group. We match candidates to permanent and contract roles across a wide range of disciplines including accounting & finance, business support, financial services, human resources, sales & marketing, supply chain and tech & transformation. Our expert team of consultants connect businesses to the people they need, whilst helping candidates fulfil their potential and get what they want from work.

Established in 2005, Walters People now operates in six European countries with offices in Belgium, France, Ireland, the Netherlands, Spain and the UK. It was officially launched in Hong Kong in 2020 as its first operation in Asia.

We put job seekers first. By delivering a stand-out experience, we build long term relationships. This means we don't search for people to fill vacancies, instead we match opportunities to our constantly evolving community of candidates.

For more information about Walters People (Hong Kong), please visit www.walterspeople.com.hk.

Additional Company Information

Industry
Human Resources Management/Consultancy