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Legal and Compliance OfficerSky Wise Hong Kong Limited
Legal and Compliance OfficerSky Wise Hong Kong Limited
Job Highlights
  • Hong Kong Listing Rules
  • Draft and Review contracts
  • SFC and Company Ordinances
Job Description

Responsibilities

  • Work closely with and provide legal / compliance support to investment teams on a wide range of investment projects
  • Liaise with external counsel and other external parties
  • Draft and Review contracts and keep up to date with the latest regulations affecting the business, ensure all internal procedures and public material/content conform with the latest rules and regulations
  • Liaise with key stakeholders and monitor the group's expansion plans are carried out in line with current regulatory requirements 
  • Support onsite inspection and coordinate with regulators to respond all enquiries
  • Handle legal and compliance administrative support as required
  • Promote and raise the compliance awareness to employees
  • Assist to managers for monitoring and investigating suspicious service interview cases
  • Any ad hoc work, as required

 

Requirements

  • University degree in Law / Finance / Business or related disciplines
  • At least 2 years' relevant experience in a licensed financial institution in Hong Kong
  • Familiar with Hong Kong Listing Rules, SFC and Company Ordinances, and capable to make relevant analysis
  • Self-motivated, meticulous and strong organisational skills, able to demonstrate high integrity
  • Strong knowledge of compliance and the regulatory environment
  • Good command of spoken and written in English and Chinese (ideally including Mandarin Chinese)
  • Able to work under pressure and work independently
Additional Information
Years of Experience
Not Specified
Employment Type
Permanent
Benefits
Medical insurance, Performance bonus