We are looking for bright, enthusiastic and determined professionals to join our Intermediaries Supervision Department.
The Department is responsible for supervising intermediaries engaged in a wide spectrum of activities, including investment banks, securities/ futures brokers, investment advisers, fund managers, corporate finance advisers, sponsors and credit rating agencies.
Our supervisory role is essential in upholding industry standards and enhancing investor protection. With a team of dynamic professionals, our work mainly involves:
By joining us, you will embark on a challenging and rewarding career and be able to gain valuable insight into the different financial services currently offered in Hong Kong.
As part of a team led by an Associate Director/Senior Manager, your responsibilities include:
To be successful in this role:
Candidates with less experience may be considered for the position of Assistant Managers.
Please quote the reference and apply by 29 March 2019 with details of qualifications, previous experience, current and expected salary to:
Securities & Futures Commission
35/F, Cheung Kong Center
2 Queen’s Road Central, HK
For online application, please click "Apply Now" button or refer to https://www.sfc.hk/web/EN/career/why-the-sfc/join-us-as-an-experienced-professional/current-openings/manager-/-assistant-manager-intermediaries-supervision,-intermediaries.html
All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.
The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry.
Working for a globally respected regulator provides unique opportunities to serve the public and advance Hong Kong’s position as an international financial centre. Join us to achieve greater things in your career.