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Manager - Corporate Finance (Post-IPO Policy Team) [Ref.: JDB/M/CF/PIPO/190301]Securities and Futures Commission
Manager - Corporate Finance (Post-IPO Policy Team) [Ref.: JDB/M/CF/PIPO/190301]Securities and Futures Commission
Job Highlights
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Job Description

Ref.: JDB/M/CF/PIPO/190301


Duties & Responsibilites:

This is an excellent opportunity for you to join our professional team in the Corporate Finance Division of the SFC and contribute to the development of the Hong Kong securities market.
You will be involved in a broad range of listing policy and regulatory work, including:

  • developing rules and policies for the development of the Hong Kong listing market and the regulation of listed companies and market participants; and
  • evaluating transactions and applications involving listed companies that are novel, controversial or sensitive or that have policy or regulatory implications;
  • supervising the Stock Exchange’s performance of its listing regulatory functions.

You will be responsible for drafting comments and proposals relating to transactions and listing policy and assist with other policy development and regulatory work. 

You will work closely with other Divisions within the SFC as well as the Stock Exchange of Hong Kong. There will be opportunities to engage with overseas securities regulators and international organisations such as IOSCO and the OECD.


  • An ideal candidate should possess a university degree preferably in accounting, law, finance, business or economics and/or professional qualifications such as CFA.
  • At least 5 years of relevant working experience, ideally in accounting, law, corporate finance or relevant regulatory experience.
  • Good writing and communication skills.
  • Familiarity with the regulation of listed companies in Hong Kong or an overseas jurisdiction would be an advantage.
  • Inquisitive with a strong sense of responsibility and impeccable integrity.


Please quote the reference and apply by 15 March 2019 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
35/F, Cheung Kong Center
2 Queen’s Road Central, Hong Kong

For online application, please click "Apply Now" button or visit

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

Additional Information
Years of Experience
5 years
Employment Type
Full Time, Permanent
Company Website
Company details

The Securities and Futures Commission (SFC) is an independent statutory body that regulates the activities of securities dealers, issuers and market operators such as the Hong Kong Exchanges and Clearing Ltd. As well as promoting the fairness, efficiency and competitiveness of the securities industry, we provide protection and education to public investors, minimize crime and reduce industry risks. We have been consistently rated the best securities regulator in Asia, and we now have opportunities for high-calibre individuals to join us.