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Manager - Intermediaries Supervision, Intermediaries (Ref: JDB/MGR/IS/190301)Securities and Futures Commission
Manager - Intermediaries Supervision, Intermediaries (Ref: JDB/MGR/IS/190301)Securities and Futures Commission
Job Highlights
  • Intermediaries Supervision
  • Manager
  • -
Job Description

Ref.: JDB/MGR/IS/190301



We are currently looking for a professional who has a solid understanding of financial technology to join the Intermediaries Supervision Department to support its policy and supervisory work.

Reporting to Senior Manager, you will be tasked with performing supervisory inspections and assisting in a varied and challenging range of projects as follows:

  • On-site inspections of firms which use advanced technology in carrying out their business, including electronic trading firms, dark pool operators, virtual asset fund managers and trading platform operators, to review and assess their IT/ operational controls, risk management, business conduct and cybersecurity;
  • Participation in the development of regulatory responses and policy initiatives to address key issues identified; and
  • Interaction with intermediaries, other regulatory bodies and industry associations to communicate our regulatory standards and policies as well as build and maintain close working relationship with them.

To be successful in this role, you should:

  • Have relevant academic backgrounds such as a bachelor degree in business, IT or computer science;
  • Have 5 years of relevant working experience in the IT or financial industry;
  • Be proactive, analytical and resourceful in suggesting solutions to problems;
  • Have strong communication and interpersonal skills;
  • Be self-motivated and result-oriented; and 
  • Have a strong sense of responsibility and impeccable integrity.
    Having exposure to distributed ledger technology and fintech related business activities or practical experience in data analysis (such as risk analytics and reporting) and relevant programming knowledge would be a great advantage.



Please quote the reference and apply by 26 April 2019 with details of qualifications, previous experience, current and expected salary to:

Recruitment Manager
Securities & Futures Commission
35/F, Cheung Kong Center
2 Queen’s Road Central, HK

For online application, please click "Apply Now" button or refer to,-intermediaries-190301.html

All applications will be handled in strict confidence by authorised personnel and will only be used for recruitment related purposes. Applicants who do not hear from us within six months from the application deadline may consider their applications as unsuccessful. All information on unsuccessful candidates will be destroyed after six months.

Additional Information
Years of Experience
Not Specified
Employment Type
Full Time
Company Website
Company details

The Securities and Futures Commission (SFC) is the independent statutory body regulating the securities and futures markets in Hong Kong. We are committed to protecting the integrity and soundness of the market for the benefit of investors and the industry.

Working for a globally respected regulator provides unique opportunities to serve the public and advance Hong Kong’s position as an international financial centre. Join us to achieve greater things in your career.