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Manager, Quality Assurance & Control (Corporate Bank) [Multiple Openings]Aria Global Limited
Manager, Quality Assurance & Control (Corporate Bank) [Multiple Openings]Aria Global Limited
Job Highlights
  • Implementation of policies & control
  • 5 years experience in compliance / audit
  • Banking regulations, processes /products knowledge
Job Description

Our client is a renowned corporate bank, to cope with their business expansion, they are currently hiring Control, Compliance & Quality Managers to join their team.



  • Co-ordinate meetings and documentation of review and examination of audit / compliance / regulators;
  • Monitor, track and follow up the audit and compliance logs;
  • Coordinate replies to findings of audit / compliance / regulators;
  • Follow up implementation of recommendations of audit / compliance / regulators;
  • Assist Compliance Officer in coordinating, promoting, and implementing compliance requirements;
  • Report all incidents of regulatory / compliance breaches or audit findings on regulatory compliance;
  • Coordinate and monitor implementation of policies, controls and procedures;
  • Track and report issues / compliance tests or audit;
  • Monitor operational compliance by reviewing regulations, internal policy and procedures pertinent to the department’s activities and operations and formulating mechanisms and procedures to monitor its compliance; and
  • Formulate and review checklists, logs or reports that capture daily non-compliant activities / transactions relating to regulations, internal policy and procedures and report to Department Head.



  • University degree in Banking, Finance or Business-related disciplines;
  • At least 5 years’ relevant experience in compliance and / or audit in banking services or finance industry;
  • Familiar with banking regulations, processes / products knowledge and procedure monitoring / controls;
  • Good interpersonal, analytical and presentation skills;
  • Ability to analyze and consolidate different ideas and opinions; and
  • Proficiency in both written and spoken English & Chinese.


If you are interested in finding out more about this career opportunity, please email your resume to resume(at) or please call (852) 3562 8464 for more details.


Aria Global is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in develop a tailored job search strategy.


Additional Information
Career Level
Years of Experience
5 years
Employment Type
Full Time
Dental insurance, Double pay, Five-day work week, Life insurance, Medical insurance, Performance bonus
Company details

ARIA GLOBAL is a full service recruitment executive search and recruitment firm. 

We have a team of experience consultants who partner with and help our clients on their human capital needs. They are all highly educated individuals with successful track records in executive search and providing best professional services to our clients.