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Manager/Senior Manager – General Compliance (LCD), Corporate Banking Asia Progress Executive Limited
Manager/Senior Manager – General Compliance (LCD), Corporate Banking Asia Progress Executive Limited
Job Highlights
  • general compliance , HKMA monitoring licensing
  • Law HKMA monitoring licensing regulatorycompliance
  • Corporate Banking Compliance regulatory
Job Description

Our client is Corporate Banking .  To cope with the rapid business expansion they are now inviting high caliber candidates to join the team


Manager/Senior Manager  – General Compliance (LCD), Corporate Banking 



  • Report to the Head of Legal and Compliance;
  • Manage the compliance function and ensure the business and operations is conducted in compliance with all related laws, regulations and internal procedures;
  • Develop, maintain and implement compliance plans, manuals, policies and procedures;
  • Perform regular compliance audits and monitor all licensing/ registration matters;
  • Act as the contact point with regulatory and law enforcement bodies;
  • Conduct as required compliance training



  • Bachelor’s Degree in Law or Business Administration, with at least 10 years of general compliance experience in supervising general compliance function or central compliance function in corporate banking;
  • Experience in Corporate Banking Compliance is required;
  • Well-experienced in drafting and reviewing compliance documentation;
  • Sound knowledge of relevant compliance rules, including related regulatory requirements issued by the HKMA , SFC, Deposit Protection Board and Privacy Commissioner for Personal Data, CRS and FATCA;
  • Self-motivated, ability to work under pressure with good interpersonal skills and able to communicate with all levels;
  • Good people skill and Proficient in English and Chinese (including Mandarin)



Please send full resume with present & expected salary to expedite sourcing in MS-WORD format by clicking “APPLY NOW

Please quote our reference in your application

Personal data provided by job applicants will be used strictly in accordance with the employer’s personal data policies, a copy of which will be provided upon request

All information provided will be used for recruitment purpose only

Additional Information
Years of Experience
8 years
Employment Type
Full Time, Permanent
Company details

Asia Progress is a well-established and reputable boutique talent acquisition agency specialising in the Banking & Finance industry. We firmly believed in providing exclusive and bespoke talent search to our clients and career advice to our candidates.

Equipped with sold experience in recruiting for all levels, we have successfully developed an established and renowned practice. Our reputable network in the Banking & Finance industry is what makes us stand out from our competitors and enables us to remain competitive yet at the same time providing professional talent search and career advice.