Manager, Team Lead, Product Due Diligence/ Risk, Private Banking Compliance (50-70k)

Connexe Search Limited
Salary provided
Posted on 04 Jun 2020

Manager, Team Lead, Product Due Diligence/ Risk, Private Banking Compliance (50-70k)

Connexe Search Limited

Job Highlights

  • 7+years in product due diligence/ risk/ compliance
  • private banking, investment products
  • compliance advisory on PDD/ risk

Job Description

Our client is a well-regarding regional corporate and private bank. They are currently looking for Manager (Team Lead), Product Due Diligence/ Risk in Private Banking Compliance.
**Candidates in PB product are welcome as well**


  • Provide compliance advisory on selling of investment products in Private Banking, including product due diligence & risk, Professional Investor requirements and suitability assessment framework and disclosure requirements from HKMA and SFC
  • Review product marketing and training materials
  • Provide training to staff in Private Banking Department in relation to regulatory policies and procedures


  • Degree or above
  • Min 7+ years' experience in product due diligence/ risk and general compliance in private banking, preferably at supervisory level
  • Sound knowledge of selling procedures, PI requirements from HKMA and SFC
  • CAMS is a plus
  • Proficient spoken and written English and Chinese (Cantonese & Mandarin)

Please click Apply Now or email your full resume in MS Word format quoting the job reference N201092 in the subject field. Your interest will be treated in strict confidence. Only shortlisted candidates will be notified.

Additional Information

Career Level
Non-Degree Tertiary
Years of Experience
5 years
Job Type
Full Time

Company Overview

Connexe Search is a Financial Executive Search firm that specializes in placing finance professionals within the investment banking and finance industry both in Hong Kong and across the Asia-Pacific region. Our clients remain a consistent group with whom we have established exclusive preferred supplier status and include: Bulge Bracket International Investment Banks, Top Tier Local Financial Institutions, Non-Bank Financial Institutions, Hedge Funds / Private Equity & Alternative Investment Vehicles.

Our success is directly attributable to a highly focused approach and a professional team providing innovative and creative recruitment solutions. In a period of rapid change and industry transformation, we handle the biggest risk in managing change: finding the right talent at the right time.

Additional Company Information

Benefits & Others
Dental insurance, Double pay, Five-day work week, Medical insurance, Performance bonus