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Asia Progress Executive Limited

Manager/VP – General Compliance (LCD), Corporate Banking /Banking

Asia Progress Executive Limited
Salary provided
Posted on 21 Jan 2020

Manager/VP – General Compliance (LCD), Corporate Banking /Banking

Asia Progress Executive Limited

Job Highlights

  • general compliance , HKMA monitoring licensing
  • Degree holder Compliance experience in Banking
  • Strong Investment and Insurance products

Job Description

Our client is Corporate Banking .  To cope with the rapid business expansion they are now inviting high caliber candidates to join the team

 

Manager/VP  – General Compliance (LCD), Corporate Banking /Banking 

 

Responsibilities:

  • Report to the Head of Legal and Compliance;
  • Manage the compliance function and ensure the business and operations is conducted in compliance with all related laws, regulations and internal procedures;
  • Develop, maintain and implement compliance plans, manuals, policies and procedures;
  • Perform regular compliance audits and monitor all licensing/ registration matters;
  • Act as the contact point with regulatory and law enforcement bodies;
  • Conduct as required compliance training
  • must participate in new products & services development and provide adv from Investment and Insurance compliance aspects 
  • must provide advisory services on Investment and Insurance business for compliance with regulatory requirement 

 

Requirements:

  • Bachelor’s Degree in Law or Business Administration, with at least 8 years of general compliance experience in supervising general compliance function or central compliance function in corporate banking;
  • Experience in Corporate Banking Compliance is required;
  • must provide advisory services on Investment and Insurance business for compliance with regulatory requirement 
  • Well-experienced in drafting and reviewing compliance documentation;
  • Sound knowledge of relevant compliance rules, including related regulatory requirements issued by the HKMA , SFC, Deposit Protection Board and Privacy Commissioner for Personal Data, CRS and FATCA;
  • Self-motivated, ability to work under pressure with good interpersonal skills and able to communicate with all levels;
  • Good people skill and Proficient in English and Chinese (including Mandarin)

 

 

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Additional Information

Career Level
Middle
Qualification
Degree
Years of Experience
8 years
Employment Type
Full Time, Permanent

Company Overview

Asia Progress is a well-established and reputable boutique talent acquisition agency specialising in the Banking & Finance industry. We firmly believed in providing exclusive and bespoke talent search to our clients and career advice to our candidates.

Equipped with sold experience in recruiting for all levels, we have successfully developed an established and renowned practice. Our reputable network in the Banking & Finance industry is what makes us stand out from our competitors and enables us to remain competitive yet at the same time providing professional talent search and career advice.

 

Additional Company Information

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