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Officer, Legal & ComplianceConvoy Global Holdings Limited
Officer, Legal & ComplianceConvoy Global Holdings Limited
Job Highlights
  • daily compliance support, corporate licensing
  • raising and maintaining compliance awareness
  • compliance training
Job Description

As the leading financial advisory firm in Hong Kong, Convoy upholds its core values of Passion, Integrity and Professionalism in providing the best advices and service to help customers investing in their future.

We are looking for high calibre candidates to share our vision and venture our success.



  • Work closely with managers to provide daily legal & compliance support for the ongoing business requirements
  • Assist to review and monitor company’s ongoing and new business expansion in compliance with requirements of relevant regulatory bodies and ensure internal policies and procedures are in line with latest rules and regulations
  • Assist to review and make comments on contracts and agreements
  • Arrange and liaise with external law firm for any legal related matters
  • Handling corporate licensing matters including IA/PIBA/SFC
  • Assist managers in preparing and updating compliance training materials/briefings
  • Coordinate and respond to enquiries from regulators and support onsite inspection
  • Assist in raising and maintaining compliance awareness among staff by providing timely information and update 
  • Assist to monitor and investigate suspicious service interview cases
  • Provide legal and compliance administrative support
  • Participate and assist in ad hoc projects as assigned



  • University graduate in Finance, Accounting, Law or equivalent with 2-5 years relevant working experience. Candidate who has more legal and compliance experience in licensed financial institution will be considered as Senior Officer
  • Logical thinking with strong sense and knowledge on regulatory requirements
  • Familiar with regulatory environment in financial industry
  • Good command of written & spoken English and Chinese, Mandarin a plus
  • Proficiency in PC skills and MS office applications, such as Excel and MS Word
  • Responsible, trustworthy with positive attitude, high integrity and a good team player
  • Candidate with growth mindset and willingness to learn a must


We offer competitive remuneration including career prospects to the right candidate. Interested parties please send detailed resume with availability, current and expected salaries to Human Resources Department, Convoy Global Holdings Limited, 39/F @CONVOY, 169 Electric Road, North Point, Hong Kong or by clicking the Apply Now button and upload your CV and cover letter 

(All applications will be treated in strict confidence and used for recruitment purpose within Convoy Global Holdings Limited only)

Additional Information
Years of Experience
2 years
Employment Type
Full Time, Permanent
Five-day work week, Life insurance, Medical insurance
Company details

Welcome to the Convoy family! Having a sizable financial advisory team in Hong Kong with thousands of professional financial consultants in Asia Pacific Region, we are committed to becoming one of Asia’s leading financial services providers over the long-term.

To achieve this goal, we take pride in having you as part of our family. At Convoy, we nurture your strengths and value your unique perspectives, and in return we expect you to share our passion.

We believe you’ll find working at Convoy a valuable experience in your career. Join us by submitting your full resume to [email protected]

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