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Officer / Senior Officer, ComplianceAnywhere Everywhere Six Degrees Link Limited
Officer / Senior Officer, ComplianceAnywhere Everywhere Six Degrees Link Limited

Job Highlights

  • Attractive Remuneration Package
  • Good Career Prospect
  • Compliance

Job Description

Job Description

  • To establish, implement and monitor compliance policies, procedures and standards of Hong Kong operations and offshore fund
  • Provides consultation to local, overseas and China offices on SFO regulatory and compliance issues
  • To ensure that daily operations comply with Hong Kong SFC and/or other regulatory requirements in different markets
  • Coordinate and liaise with regulatory authorities on enquiries


  • 3 years of compliance experience in securities brokerage firm or fund house or investment bank or sizable financial institutional
  • University degree in Law, Finance, Accounting, Business or related disciplines
  • Familiar with SFO and HKEX rules in Securities and Asset Management
  • Good command of written and spoken Cantonese, English and Mandarin

Additional Information

Career Level
Entry Level
Years of Experience
3 years
Employment Type
Full Time

Company Overview

Six Degrees Link (SDL) is a recruitment firm that specialises in Banking & Financial Services and I.T. with a dedicated team of consultants who strive to provide the best consultancy services for both clients and candidates in the area of Corporate Finance, Brokerage, Capital Markets, Private Equity, Hedge Fund & Alternatives, Risk Management, Legal & Compliance as well as in FinTech, Blockchain, Cloud and TMT.

We have an excellent track record in placing banking & financial services and I.T. professionals in the industry and our clients are international and sizable Chinese investment banks, corporate banks, asset management companies and brokerage firms as well as international I.T companies, vendors and upcoming startups. Our main goal is to fulfill our clients' as well as our candidates' needs by placing right professionals to right careers.

Additional Company Information

Benefits & Others
Five-day work week, Medical insurance

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