Aquis Search Limited

Operations Manager - Securities Brokerage (New Headcount!)

Aquis Search Limited
HK$45,000 - 55,000 /month (negotiable)
Posted on 15 Jul 2020

Operations Manager - Securities Brokerage (New Headcount!)

Aquis Search Limited

Job Highlights

  • Settlement
  • Trade support
  • New headcount

Job Description

My client is a reputable securities brokerage firm (Type 1, 2, 4, 6, 9 license) currently looking to hire an Operations Manager. The role will work in a small team on daily middle office operations from settlement to controls review and process improvement. Interested candidates please get in touch.

Job Description:

  •          Handle middle office HK & US equity daily operation.
  •          Coordinating with front and back office for new market access, trade confirmation and allocation requirement, settlement flow and broker setup.
  •          Process trade confirmation, allocation and booking for both middle and back office and ensuring the correctness.
  •          Coordinating with internal stakeholders to ensure smooth operations on Hong Kong and overseas equity clearing and settlement.
  •          Monitoring daily equity settlement functions including clearing, custodian services and stock option settlement.
  •          Guiding subordinates for the compliance to relevant rules and regulations.
  •          Overseeing the review and enhancement of internal operation procedures for both new and existing business operations.
  •          Handling ad hoc projects in business development and regulatory requirement, and coordinating with internal stakeholders.


  •          Degree holder in Finance related disciplines.
  •          8 years or above relevant experience gained at sizable corporations with knowledge of HK and US equity settlement
  •          Experience in stock borrowing/lending and trade allocation process would be a plus.
  •          Strong leadership, communication and people management skills.
  •          Responsible, self-motivated, independent. Finish tasks efficiently and be willing to meet tight deadline.
  •          Proficient in written and spoken English and Chinese with fluency in Mandarin.

Additional Information

Career Level
Not Specified
Not Specified
Years of Experience
Not Specified
Job Type
Full Time, Permanent

Company Overview

Aquis Search is a regional leader for corporate governance and control functions executive search and recruitment services. Our geographical coverage extends beyond our office locations and we handle search assignments in numerous Asian countries. 
Our clients are members of a global network of prestigious financial institutions, leading UK & US law firms and many of the largest companies within the Fortune 500. Professional integrity is the key value on which our client relationships are built, and the majority of our business is the result of personal referral. This is testament to the high level of professionalism for which we are known.

Additional Company Information