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Regional Audit ManagerMorgan McKinley
Regional Audit ManagerMorgan McKinley
Job Highlights
  • Regional Exposure
  • Work Life Balance
  • Competitive Remuneration Package
Job Description
Responsibilities:
  • Conducts risk-based audits and monitoring activities of the Bank entities
  • Reviews the adequacy of controls established to ensure compliance within the Group Guidelines and policies, plans, local procedures, and business objectives.
  • Assesses the reliability and security of financial and management information and the systems and operations that produce this information; means of safeguarding assets.
  • Reviews established procedures and systems and proposing improvements.
  • Assists and advises management on the prevention of fraud and defalcation, unethical practices, code of conduct, insider dealing.
  • Audits the following: KYC due diligence including money laundering controls; services and operations, equities trading platforms, hedge funds, structured products, credit and lending, regulatory compliance, sophisticated financial products.
  • Aids in the preparation of reports (including annual risk assessment and development of the annual audit plan) to various levels of management and the Asia Audit and Risk Committee.
  • Provides on-going support to the audits of other Asia Region entities
Requirement:
  • Minimum of 8 years of experience in auditing with private banking or asset management background, and with emphasis in regulatory compliance requirements
  • CIA, CPA or CFE preferred
  • Experience in performing financial and operational audits using a risk-based audit approach
  • Strong knowledge of accounting, banking, operations, HKMA banking regulations
  • Excellent communication and report writing
Additional Information
Career Level
Middle
Qualification
Degree
Years of Experience
8 years
Employment Type
Full Time, Permanent
Company details
As a global professional recruitment consultancy, Morgan McKinley connects specialist talent with leading employers across multiple industries and disciplines. We have established ourselves as a preferred supplier to many of the major players in our specialist sectors, as well as with thousands of smaller local employers. Today, a worldwide network of offices and an international candidate management system offers our clients and candidates the best talent and opportunities from all corners of the globe.

In Hong Kong, we supply contingent and retained recruitment solutions for permanent and contract roles within the following sectors:

* Accounting & Finance
* Banking and Financial Services
* Human Resources
* IT
* Risk, Compliance, Legal & Audit
* Office Support
* Sales & Marketing

Visit www.morganmckinley.com.hk to see our latest jobs available. Visit www.morganmckinley.com.hk/CAH to access our resource centre to help you progress your career.