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Responsible Officer (Regulated Activities Type 1)Standard Perpetual Finance Group
Responsible Officer (Regulated Activities Type 1)Standard Perpetual Finance Group
Job Highlights
  • Act as RO for type 1 regulated activity
  • Deg in Acct/Fin; 3 yrs of financial exp.
  • Bonus, 5days work week,medical,education allowance
Job Description

Our client is a renowned financial group specializing in Private Banking, Capital Management and Professional Service including Wealth Protection, Tax Planning and Corporate Finance. They provide high quality financial services to our global customers with key focus on Asia pacific region. Customers range from high-net worth individuals, multinational corporations, private enterprises and financial institutions. With cutting edge research on global market, wide range of products and specialized professional service they have assisted customers in fulfilling their targets and achieving sustainable growth.

Our client commit to develop our people. They offer you excellent opportunities for career and professional development with full support training and job exposure. They are looking for high-caliber candidates who have passion for client services and professional excellence to join our Hong Kong team with the following position:

 

Responsibilities:

  • Act as Responsible Officer to supervise SFC Type 1 regulated activity
  • Provide support and assist to senior manager on firm’s investment function
  • Manage daily operations to ensure full regulatory compliance
  • Implement business development and marketing plan

Requirements:

  • Degree holder in Banking/Finance/Law or any related disciplines
  • Minimum 3 years solid experience in financial industry
  • A licensed Responsible Officer with unconditional licence under the SFC for Type 1 regulated activitiy currently (those who do not have these requisite licences may be considered provided that he/she is a strong candidate to obtain such licences)
  • Sound understanding of Securities and Futures Ordinance, SFC Code of Conduct and rules
  • Possess strong leadership, analytical, communication and presentation skills
Additional Information
Years of Experience
3 years
Employment Type
Full Time
Benefits
Education allowance, Five-day work week, Medical insurance, Performance bonus, Travel allowance
Company details

Standard Perpetual is a renowned financial group specializing in Corporate Finance, Capital Management and Professional Service. Our core value and service includes private equity, IPO, M&A , wealth management, hedge funds, trust, taxation and immigration. We provide high quality financial services to our global customers with key focus on Asia pacific region. Our customers range from high-net worth individuals, multinational corporations, private enterprises, funds and financial institutions. With our cutting edge research on global market, wide range of products and specialized expertise we have assist our customers in fulfilling their targets and achieving sustainable growth.

We commit to develop our people. We offer you excellent opportunities for career and professional development with full support training and job exposure. We are looking for high-caliber candidates who have passion for client services and professional excellence to join our Hong Kong team with the following position: