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Responsible OfficerGrand Profit Financial Company Limited
Responsible OfficerGrand Profit Financial Company Limited
Job Highlights
  • SFC license for Type 1, Type 4 and Type 9
  • Good Career Development
  • Discretionary bonus, attractive package
Job Description

Responsibilities:

  • Assist in SFC license application in preparing and setting up process, operations and infrastructure of the firm;
  • Prepare the licensing application materials and relevant business plan;
  • Act as Responsible Officer to supervise SFC Type 1, 4, 9 regulated activities;
  • Formulate and review internal control, operational procedures and policies as required;
  • Supervise and manage daily securities brokerage operation for local markets, including the account opening process, account maintenance and customer services.

 

Requirements:

  • Current holder of SFC unconditional Responsible Officer license for Type 1, Type 4 and Type 9;
  • Minimum 3 solid years’ experience acted as R.O.or passed all Type 1, Type 4 and Type 9 relevant SFC / Exam paper (Paper 1, 6, 7, 8, 12);
  • Regulations and guidelines of relevant regulatory authorities and risk management control;
  • Good command of written and spoken English, Chinese and Mandarin;
  • Immediate available is highly preferred.

  

We offer 5-days work, excellent career prospects and fringe benefits to the right candidate. Interested parties please send your application with full resume stating current and expected salary by clicking "Apply Now".

Additional Information
Career Level
Middle
Qualification
Non-Degree Tertiary
Years of Experience
3 years
Employment Type
Full Time
Benefits
Five-day work week, Performance bonus